Showing 41 to 50 of 93 search results for regulatory and law enforcement.

41. Brexit – what we expect firms and other regulated persons to do now

    Statements Published: 01/02/2019 Last modified: 31/01/2020
    The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use

42. FCA and PSR Boards appoint new members to decision-making committees

    Press Releases Published: 14/12/2018 Last modified: 14/12/2018
    These three committees are responsible for taking certain competition law and regulatory decisions when a settlement cannot be reached. ... He is a competition law specialist, with over 35 years’ experience working at Hogan Lovells.

43. Maintaining market confidence: an update on Brexit

    Speeches Published: 05/11/2018 Last modified: 05/11/2018
    Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit

44. Andrew Bailey speech at the Annual Public Meeting 2018

    Speeches Published: 11/09/2018 Last modified: 11/09/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2018 Annual Public Meeting.

45. Technology and global ties: turning the tide on financial crime

    Speeches Published: 24/05/2018 Last modified: 24/05/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Anti-Money Laundering TechSprint, London.

46. Transforming culture in financial services

    Speeches Published: 19/03/2018 Last modified: 19/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Transforming culture in financial services conference.

47. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

48. Nausicaa Delfas appointed Executive Director of International

    Press Releases Published: 01/02/2018 Last modified: 01/02/2018
    The Financial Conduct Authority has today announced the appointment of Nausicaa Delfas as the Executive Director of International.

49. Using artificial intelligence to keep criminal funds out of the financial system

    Speeches Published: 06/12/2017 Last modified: 06/12/2017
    Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, delivered to the FinTech Innovation in AML and Digital ID regional event, London.

50. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    the interplay of the full spectrum of laws, rules and guidance aimed at tackling market abuse in our market, including but not limited to MAR. ... to also ask whether the institution has properly considered its regulatory obligations (set out in