News

Filter results
Filter by year
Sort by:

Search results

Showing 101 to 110 of 114 search results for promoting competition.

  1. Improving the consumer experience

    Speeches Published: 13/11/2013 Last modified: 04/12/2013
    Speech by Christopher Woolard, Director of Policy, Risk & Research at the FCA, to the Tax Incentivised Savings Association (TISA) Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  2. The FCA decides to ban and fine Timothy Roberts and Andrew Wilkins

    Press Releases Published: 07/10/2013 Last modified: 07/10/2013
    The Upper Tribunal’s decision will be published on its website. Catalyst has also been censured by the FCA for recklessly misleading investors when promoting bonds offered by ARM Asset Backed ... The FCA found he allowed Catalyst to continue promoting
  3. The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer

    Press Releases Published: 04/10/2013 Last modified: 30/08/2015
    The Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and ... effective competition
  4. Competition and conduct regulation in financial services

    Speeches Published: 09/09/2013 Last modified: 10/09/2013
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  5. FCA to carry out market study into cash savings - study is part of programme to look at competition across financial services markets

    Press Releases Published: 09/09/2013 Last modified: 09/09/2013
    Chief executive of the FCA, Martin Wheatley said:. "Promoting effective competition and ensuring that markets work well for consumers is a key objective for the FCA. ... The FCA also confirmed Deb Jones and Mary Starks in the role of the new Director of
  6. The FCA and our approach to Building Societies

    Speeches Published: 03/09/2013 Last modified: 11/09/2013
    Speech by Linda Woodall, Director of Mortgage & Consumer Lending Subdivision at the FCA, to the Building Societies Association (BSA).
  7. FCA bans and fines two for failing to monitor promotion of Unregulated Collective Investment Schemes

    Press Releases Published: 16/08/2013 Last modified: 17/09/2013
    They did not identify the extent to which their firms were involved in promoting the UCIS and they did not detect the risk that the UCIS were routinely being promoted to ... The lax attitude of Leslie and Bennett to their duties was particularly
  8. Ensuring markets work well for consumers and for firms – FCA publishes guidance on its approach to objectives

    Press Releases Published: 24/07/2013 Last modified: 16/08/2013
    The Financial Conduct Authority’s (FCA) mandate to ensure there is effective competition in financial services markets represents the most significant change to the new regulatory regime, said Chief Executive Martin Wheatley today.
  9. The FCA’s approach to supervising wealth management and private banking firms

    Speeches Published: 02/07/2013 Last modified: 18/07/2013
    Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  10. Investor relations in an increasingly regulated and international world

    Speeches Published: 19/06/2013 Last modified: 18/07/2013
    Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.