Showing 91 to 100 of 128 search results for promoting competition in the interests.

91. Former chief executive of stockbroker firm fined £450,000 and banned

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    s lawyers to provide to the Authority false dates of meetings of a particular Gracechurch committee and misled the Authority about how the firm handled a conflict of interest with its ... effective competition in the interests of consumers.

92. FCA confirms approach for financial promotions in social media

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    Firms should consider whether it is appropriate to use character-limited media as a means of promoting complex features of financial products or services. ... effective competition in the interests of consumers.

93. Alex Hope and Raj Von Badlo sentenced following FCA prosecution

    Press Releases Published: 30/01/2015 Last modified: 30/01/2015
    Hope's co-defendant, Raj Von Badlo, who had earlier pleaded guilty, was sentenced to a total of 2 years’ imprisonment for recklessly making false representations to investors and promoting a ... effective competition in the interests of consumers.

94. Unauthorised Forex Investment Fraudster Convicted

    Press Releases Published: 09/01/2015 Last modified: 09/01/2015
    further offence of promoting a collective investment scheme without authorisation at a hearing on 22 July 2014. ... effective competition in the interests of consumers.

95. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.

96. The FCA’s new competition powers: what do they mean for the financial services industry?

    Speeches Published: 21/11/2014 Last modified: 09/11/2016
    Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

97. National campaign will target those most at risk of investment fraud, says FCA

    Press Releases Published: 15/10/2014 Last modified: 12/04/2024
    Using funds recovered from the proceeds of crime, the FCA has launched a national campaign to warn people about investment fraud and how to spot a potential scam.

98. FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers

    Press Releases Published: 29/08/2014 Last modified: 29/08/2014
    Cameron made Burlington and staff under his direction instrumental in every stage of promoting and arranging investments in the UCIS. ... effective competition in the interests of consumers.

99. FCA sets out its approach to financial promotions in social media

    Press Releases Published: 06/08/2014 Last modified: 06/08/2014
    Firms should consider the appropriateness of character-limited media as a means of promoting complex features of financial products or services. ... effective competition in the interests of consumers.

100. FCA Annual Public Meeting 2014

     News stories Published: 17/07/2014 Last modified: 05/08/2014
     integrity of the UK financial system and promoting effective competition in the interests of consumers.