Showing 121 to 128 of 128 search results for promoting competition in the interests.

121. FCA bans and fines two for failing to monitor promotion of Unregulated Collective Investment Schemes

     Press Releases Published: 16/08/2013 Last modified: 17/09/2013
     They did not identify the extent to which their firms were involved in promoting the UCIS and they did not detect the risk that the UCIS were routinely being promoted to ... effective competition in the interests of consumers.

122. Ensuring markets work well for consumers and for firms – FCA publishes guidance on its approach to objectives

     Press Releases Published: 24/07/2013 Last modified: 16/08/2013
     The Financial Conduct Authority’s (FCA) mandate to ensure there is effective competition in financial services markets represents the most significant change to the new regulatory regime, said Chief Executive Martin Wheatley today.

123. The FCA’s approach to supervising wealth management and private banking firms

     Speeches Published: 02/07/2013 Last modified: 18/07/2013
     Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

124. Investor relations in an increasingly regulated and international world

     Speeches Published: 19/06/2013 Last modified: 18/07/2013
     Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

125. Conduct in a new era: leaders rejecting complacency

     Speeches Published: 13/06/2013 Last modified: 18/07/2013
     Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

126. Meeting the growth challenge

     Speeches Published: 15/05/2013 Last modified: 16/08/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the British Insurance Brokers’ Association (BIBA) conference, ExCel Centre, London. This is the text of the speech as drafted, which may differ from the delivered version.

127. FCA business plan and risk outlook published

     Press Releases Published: 23/03/2013 Last modified: 01/05/2013
     The Financial Services Authority (FSA) has published the business plan and risk outlook for the Financial Conduct Authority (FCA) for 2013/14. The FSA will be replaced by the FCA and the Prudential Regulation Authority (PRA) on 1 April 2013.

128. The institutionalisation of customer service

     Speeches Published: 12/03/2013 Last modified: 01/07/2013
     Speech by Martin Wheatley - Managing Director, Conduct Business Unit at the Chartered Institute for Securities & Investment