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Showing 12 to 18 of 18 search results for potential instances of market abuse.

  1. Market Abuse

    https://www.fca.org.uk/markets/market-abuse

  2. Our investigations – the evolving approach

    Speeches Published: 15/06/2017 Last modified: 15/06/2017
    Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.

  3. Speech: Culture in UK banking – regulatory priorities

    Insight Published: 18/10/2016 Last modified: 17/02/2017
    Or traditional practices or rules of various kinds might make markets inefficient economically. ... To increase the salience of potential penalties, these firms could make sure that whenever a regulatory fine or penalty is published – even against

  4. Chief Executive speaks at APM about recent work and future challenges

    Speeches Published: 20/07/2016 Last modified: 20/07/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.

  5. FCA Research into the issue of de-risking

    News stories Published: 24/05/2016 Last modified: 24/05/2016
    These include specific customer considerations such as the assessment of the credit risk presented by the potential customer and the prospective profitability of a relationship. ... We note that banks, like all firms, are subject to competition law, in

  6. How to report suspected market abuse as a firm or trading venue

    Markets Market abuse Published: 04/05/2016 Last modified: 11/09/2023
    Find out more about suspicious transaction and order reports (STORs), and how to submit a STOR or a market observation.

  7. Market Abuse Regulation

    Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
    The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

  8. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    Persons who do not follow these steps are not necessarily committing market abuse, although they are open to allegations of having done so. ... From our perspective as a regulator, insider lists are an invaluable tool when it comes to investigations of