Showing 1 to 4 of 4 search results for mediated negotiations before the launch of enforcement.

1. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

   Press Releases Published: 17/12/2020 Last modified: 17/12/2020
   The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)

2. Connaught Fund Independent Reviewer announces update on delivery of his report

   News stories Published: 20/03/2020 Last modified: 18/09/2020
   Raj Parker, the Independent Reviewer into the FSA/FCA approach to the Connaught Income Fund Series 1 (the Fund), has announced that he expects that his draft report will be delivered in early May 2020.

3. Connaught Independent Review call for information closes but investigation remains open to affected individuals

   Press Releases Published: 20/11/2019 Last modified: 20/11/2019
   Raj Parker, the Independent Reviewer into the FSA/FCA’s approach to the Connaught Income Fund Series 1, announces that the Review’s initial call for information has now closed.

4. Further details of Independent Investigation of Connaught Income Fund Series 1 announced

   Press Releases Published: 27/09/2019 Last modified: 04/10/2019
   Raj Parker has announced that the independent investigation into the approach to, implementation and oversight of the Connaught Income Fund Series 1 (the Fund) is now up and running and is inviting affected individuals to get in touch.