Showing 102 to 111 of 158 search results for market abuse regulations.

102. Market Abuse

     https://www.fca.org.uk/markets/market-abuse

103. FCA consults on Market Abuse Regulation policy proposals and Handbook changes

     Press Releases Published: 05/11/2015 Last modified: 05/11/2015
     From this date the principal legal requirements relating to market abuse in the UK will be set out in the EU Market Abuse Regulation and its implementing measures. ... CP15/35: Policy proposals and Handbook changes related to the implementation of the

104. The Financial Conduct Authority (FCA) bans Kweku Mawuli Adoboli from the financial services industry

     Press Releases Published: 15/10/2015 Last modified: 18/11/2021
     Following convictions on 20 November 2012 of two counts of fraud by abuse of position, the Financial Conduct Authority (FCA) has banned Kweku Mawuli Adoboli from performing any function in relation to any regulated financial activity.

105. FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse

     Press Releases Published: 11/08/2015 Last modified: 18/11/2021
     The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye

106. Fair and effective markets review

     Speeches Published: 14/07/2015 Last modified: 23/10/2015
     Regulatory reforms in Europe like MiFID 2 and the new Market Abuse Regulation, and in the US like the Dodd-Frank Act. ... For example, closing the gap that market abuse rules do not cover spot FX markets.

107. Investor engagement in a changing regulatory landscape

     Speeches Published: 13/07/2015 Last modified: 14/07/2015
     So, to start with developments relating to inside information. The Market Abuse Regulation will apply in the UK and across the EU from July 2016, and will replace the current Market ... The Market Abuse Regulation or 'MAR', will apply in the UK and

108. Three charged with insider dealing

     Press Releases Published: 28/04/2015 Last modified: 05/04/2023
     As part of an investigation by the FCA Manjeet Singh Mohal, Reshim Birk and Surinder Pal Singh Sappal all of Southall, Middlesex appeared before Westminster Magistrates’ court in respect of offences of insider dealing.

109. Kenneth Carver fined £35,212 for insider dealing

     Press Releases Published: 30/03/2015 Last modified: 30/11/2016
     Carver knew that there was a risk of market abuse and traded anyway. ... Market abuse is a serious offence and today’s fine reflects the fact that we will not hesitate in taking action against individuals who act on inside information.

110. Ryan Willmott sentenced to 10 months imprisonment for insider dealing

     Press Releases Published: 27/03/2015 Last modified: 05/04/2023
     Ryan Willmott, the former group reporting and financial planning manager for Logica PLC, who pleaded guilty to three counts of insider dealing on 26 February 2015, has today been sentenced to 10 months imprisonment. He was also ordered to pay

111. FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions

     Press Releases Published: 24/03/2015 Last modified: 14/09/2015
     to contribute to international benchmark reform. to work with firms preparing for the implementation of MiFID II and the Market Abuse Regulation updates. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

112. Former senior trader sentenced for insider dealing

     Press Releases Published: 19/03/2015 Last modified: 05/04/2023
     In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months