Showing 32 to 33 of 33 search results for market abuse in relation to a trading update.

32. Market Abuse

    https://www.fca.org.uk/markets/market-abuse

33. Statement regarding Swift Trade Court of Appeal Judgment

    Statements Published: 19/12/2013 Last modified: 04/11/2014
    There were two grounds of appeal:. Whether Swift Trade’s trading activity was abusive within the market abuse provisions in section 118 of the Financial Services and Markets Act 2000 (FSMA) ... Trade had effected the transactions or orders to trade and

34. Individual sentenced to four years for insider dealing

    Press Releases Published: 11/03/2013 Last modified: 05/04/2023
    In a prosecution brought by the Financial Services Authority (FSA) and heard at Southwark Crown Court Richard Joseph, age 43, has been found guilty of 6 counts of conspiracy to deal as an insider.