Showing 21 to 30 of 140 search results for laundering and financial crime.

21. FCA penalises Al Rayan Bank PLC for anti-money laundering failures 

    Press Releases Published: 11/01/2023 Last modified: 11/01/2023
    We have fined Al Rayan Bank for failing to put in place adequate anti-money laundering (AML) controls.

22. FCA fines Guaranty Trust Bank (UK) Limited £7.6 million for further failures in its anti-money laundering systems and controls

    Press Releases Published: 10/01/2023 Last modified: 10/01/2023
    The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Limited (GT Bank) £7,671,800 for serious weaknesses in its anti-money laundering (AML) systems and controls between October 2014 and July 2019.

23. FCA fines Santander UK £107.7 million for repeated anti-money laundering failures

    Press Releases Published: 09/12/2022 Last modified: 09/12/2022
    The FCA has fined Santander UK Plc (Santander) £107,793,300 after it found serious and persistent gaps in its anti-money laundering (AML) controls, affecting its Business Banking customers. 

24. FCA prosecutes five individuals for role in 'all-or-nothing’ investment scheme

    Press Releases Published: 01/11/2022 Last modified: 01/11/2022
    We have charged five suspects for alleged investment fraud. The case will go to trial in February 2023.

25. FCA begins criminal proceedings against five individuals involved with Worthington Group plc

    Press Releases Published: 20/10/2022 Last modified: 20/10/2022
    The FCA has begun criminal proceedings against five individuals involved with Worthington Group plc, a company listed on the London Stock Exchange.

26. FCA fines Gatehouse Bank £1.5m for poor anti-money laundering checks

    Press Releases Published: 14/10/2022 Last modified: 14/10/2022
    The Financial Conduct Authority has fined Gatehouse Bank Plc £1,584,100 for significant weakness in its financial crime systems and controls.

27. Richard Lloyd – APM opening remarks 2022

    Speeches Published: 12/10/2022 Last modified: 12/10/2022
    Opening remarks by Richard Lloyd, interim Chair of the FCA, delivered at the FCA's 2022 Annual Public Meeting.

28. Fighting financial crime – the force multiplier effect

    Speeches Published: 07/09/2022 Last modified: 07/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.

29. FCA calls on victims of Richard Faithfull to come forward ahead of confiscation hearing

    Press Releases Published: 19/08/2022 Last modified: 08/02/2023
    The FCA has called on victims of Richard Faithfull to come forward by 12 September 2022 in order to ensure they be part of any claim for compensation.

30. Half a million consumers paying less credit card interest following FCA intervention

    Press Releases Published: 19/07/2022 Last modified: 19/07/2022
    Nearly 600,000 people are now paying less in interest and charges on their credit card debt because of changes made by the FCA.