News
Search results
Showing 42 to 51 of 67 search results for insider dealing and market abuse.
-
Market Abuse
https://www.fca.org.uk/markets/market-abuse -
Former equities trader pleads guilty to insider dealing
Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading. -
Investor engagement in a changing regulatory landscape
Persons who do not follow these steps are not necessarily committing market abuse, although they are open to allegations of having done so. ... From our perspective as a regulator, insider lists are an invaluable tool when it comes to investigations of -
Three charged with insider dealing
As part of an investigation by the FCA Manjeet Singh Mohal, Reshim Birk and Surinder Pal Singh Sappal all of Southall, Middlesex appeared before Westminster Magistrates’ court in respect of offences of insider dealing. -
Kenneth Carver fined £35,212 for insider dealing
The Financial Conduct Authority (FCA) has today fined Kenneth Carver £35,212 for insider dealing. ... Carver knew that there was a risk of market abuse and traded anyway. -
Ryan Willmott sentenced to 10 months imprisonment for insider dealing
Ryan Willmott, the former group reporting and financial planning manager for Logica PLC, who pleaded guilty to three counts of insider dealing on 26 February 2015, has today been sentenced to 10 months imprisonment. He was also ordered to pay -
Former senior trader sentenced for insider dealing
In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months -
Former Group Treasurer and Head of Tax at Morrisons plc sentenced to 12 months imprisonment for insider dealing
Paul Coyle, the former Group Treasurer and Head of Tax at Wm Morrison Supermarkets plc, pleaded guilty to two counts of insider dealing and has been sentenced to 12 months imprisonment. He was also ordered to pay £15,000 towards prosecution costs -
Former Logica PLC Manager pleads guilty to insider dealing
In a case brought by the Financial Conduct Authority (FCA) Ryan Willmott, formerly Group Reporting and Financial Planning Manager for Logica PLC, has today pleaded guilty to three instances of insider dealing. -
Former Group Reporting and Financial Planning Manager for Logica PLC appears in court in respect of insider dealing
As part of an investigation by the Financial Conduct Authority (FCA) Ryan Tony Willmott (DOB: 17/01/1982), aged 33 from Reading, formerly Group Reporting and Financial Planning Manager for Logica PLC, appeared today (11 February 2015) before -
FCA Enforcement and the Wholesale Markets
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered