Filter results
Filter by year
Sort by:

Search results

Showing 21 to 30 of 634 search results for enforcement.

  1. OPBAS publishes report on progress and themes from 2020/21

    Press Releases Published: 20/09/2021 Last modified: 20/09/2021
    The Office for Professional Body Anti-Money Laundering Supervision (OPBAS) releases its 2020/21 report on progress made in tackling money laundering by professional body supervisors.
  2. FCA to move faster to remove unused firm permissions

    Press Releases Published: 09/09/2021 Last modified: 09/09/2021
    The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions that are no longer being used by financial services firms.
  3. Richard Faithfull sentenced to over 5 years imprisonment for money laundering

    Press Releases Published: 09/09/2021 Last modified: 09/09/2021
    On Thursday 9 September 2021 Richard Faithfull was sentenced to 5 years and 10 months imprisonment for laundering money, contrary to s.327 Proceeds of Crime Act 2002
  4. The risks of token regulation

    Speeches Published: 06/09/2021 Last modified: 06/09/2021
    Speech by Charles Randell, Chair of the FCA and PSR, to the Cambridge International Symposium on Economic Crime
  5. FCA wins case against Avacade in the Court of Appeal

    Press Releases Published: 04/08/2021 Last modified: 21/10/2021
    The Court of Appeal has upheld findings of breaches against Alexandra Associates (UK) Limited trading as Avacade Future Solutions (AA), and Craig and Lee Lummis in a case brought by the Financial Conduct Authority (FCA).
  6. FCA proposing changes to streamline decision-making

    Press Releases Published: 29/07/2021 Last modified: 29/07/2021
    The FCA is proposing changes to its decision-making process which will enable it to make faster and more effective decisions.
  7. FCA obtains High Court Order to remove hundreds of HM Land Registry charges, notices and restrictions registered against consumers’ properties by illegal money lender

    Press Releases Published: 29/07/2021 Last modified: 29/07/2021
    This application is the latest in several legal proceedings commenced by the FCA against Dharam Prakash Gopee arising out of his illegal money lending activities
  8. Ian Hudson sentenced to 4 years imprisonment for fraudulent trading and carrying on regulated activities without authorisation

    Press Releases Published: 26/07/2021 Last modified: 26/07/2021
    Ian James Hudson sentenced to 4 years mprisonment following charges laid by the FCA.
  9. Information for firms who use certain exemptions to the Financial Promotions Order

    Statements Published: 21/07/2021 Last modified: 21/07/2021
    A statement to outline how we intend to proceed given the accidental error in the onshoring of the FPO.
  10. FCA secures conditional resolution of proceedings against Park First and its senior management

    Press Releases Published: 20/07/2021 Last modified: 21/07/2021
    The conditional agreement should see a further £25 million made available for compensation to investors