Showing 161 to 170 of 765 search results for enforcement.

161. FCA turns to science and music to protect public from loan fee fraud this Christmas

     Consumers Scams Press Releases Published: 09/12/2021 Last modified: 09/12/2021
     The FCA has launched the UK’s first official anti-fraud jingle in a bid to protect consumers against loan fee fraud over the Christmas period.

162. FCA fines Sunrise Brokers LLP £642,400 for serious financial crime control failings in relation to cum-ex trading

     Press Releases Published: 12/11/2021 Last modified: 12/11/2021
     Sunrise Brokers LLP has been fined over £600,000 for deficient anti money laundering systems and controls

163. FCA acts to help investors make more informed ESG investment decisions

     Press Releases Published: 03/11/2021 Last modified: 03/11/2021
     The FCA is committed to helping investors put Environmental, Social and Governance (ESG) matters at the heart of their investment decisions.

164. Investment Firms Prudential Regime final rules published

     News stories Published: 22/10/2021 Last modified: 22/10/2021
     We have made final rules to streamline and simplify prudential requirements for solo-regulated UK firms authorised under MiFID.

165. Latest FCA perimeter report calls for legislative change to protect consumers

     Press Releases Published: 21/10/2021 Last modified: 21/10/2021
     In the 2020/21 Perimeter Report, the FCA has called for legislative change to address concerns beyond its remit.

166. Credit Suisse fined £147,190,276 (US$200,664,504) and undertakes to the FCA to forgive US$200 million of Mozambican debt

     Press Releases Published: 19/10/2021 Last modified: 22/10/2021
     The Financial Conduct Authority has fined Credit Suisse over £147 million for serious financial crime due diligence failings related to loans worth over US$1.3 billion, which the bank arranged for the Republic of Mozambique. These loans and a bond

167. FCA prohibits and fines Omar Hussein for pension switching advice failings

     Press Releases Published: 15/10/2021 Last modified: 15/10/2021
     The FCA has fined Omar Hussein for providing reckless and unsuitable pension switching advice. Mr Hussein has been fined £116,000.

168. Partnerships, priorities and predictions for the future in the pensions market

     Speeches Published: 14/10/2021 Last modified: 25/08/2022
     Speech by Sarah Pritchard, Executive Director, Markets, to the Pensions and Lifetime Savings Association 

169. Regulating for better outcomes - next steps in consumer credit

     Speeches Published: 08/10/2021 Last modified: 08/10/2021
     Speech by Nisha Arora, Director of Consumer and Retail Policy, given at Westminster Business Forum

170. Stephen Allen sentenced to 28 months imprisonment for forging a trust deed

     Press Releases Published: 24/09/2021 Last modified: 24/09/2021
     Stephen Allen has today been sentenced to 28 months imprisonment for forging a trust deed in an attempt to help his client minimise restitution payments owed to victims.