Showing 161 to 170 of 437 search results for enforcement cases.

161. Stress testing for human beings

     Speeches Published: 27/09/2019 Last modified: 27/09/2019
     Speech by Charles Randell, Chair of the FCA, delivered at the Gleneagles Pensions & Savings Symposium.

162. Further details of Independent Investigation of Interest Rate Hedging Products announced

     Press Releases Published: 16/09/2019 Last modified: 16/09/2019
     John Swift QC has announced his full independent support team is now in place to conduct the investigation into the FSA’s (and subsequently the FCA’s) implementation and oversight of the Interest Rate Hedging Products (IRHP) Redress Scheme.

163. The fight against skimmers and scammers

     Speeches Published: 05/09/2019 Last modified: 05/09/2019
     Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.

164. Richard Baldwin, sentencing 3 September 2019

     Press Releases Published: 03/09/2019 Last modified: 03/09/2019
     On 3 September 2019, at Southwark Crown Court, His Honour Judge Hehir sentenced Mr Richard Baldwin to a total of 5 years and 8 months’ imprisonment. 

165. Upper Tribunal publishes decision on Andrew Tinney, the former COO of Barclays Wealth

     Press Releases Published: 16/08/2019 Last modified: 07/08/2020
     The Upper Tribunal has found that Andrew Tinney, the former COO of Barclays Wealth and Investment Management, breached his obligation as an approved person to act with integrity.

166. London Capital and Finance plc

     News stories Published: 14/08/2019 Last modified: 02/02/2022
     On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course

167. Andrew Bailey speech at the Annual Public Meeting 2019

     Speeches Published: 17/07/2019 Last modified: 17/07/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

168. Richard Baldwin conviction for money laundering revealed after reporting restrictions lifted

     Press Releases Published: 11/07/2019 Last modified: 02/08/2019
     On 13 July 2017, Richard Baldwin was convicted of dealing in criminal property between October 2007 and November 2008. The criminal property laundered was £1.5 million representing the proceeds of a conspiracy to insider deal by Martyn Dodgson and

169. Unauthorised firm and directors to pay restitution to consumers

     Press Releases Published: 10/07/2019 Last modified: 10/07/2019
     The High Court has consented to an order by which Samuel Golding, Shantelle Golding, Digital Wealth Limited and Outsourcing Express Limited will pay funds held by them to the Financial Conduct Authority (FCA) for distribution to investors. The funds

170. Two found guilty of insider dealing

     Press Releases Published: 27/06/2019 Last modified: 27/06/2019
     Today Fabiana Abdel-Malek was sentenced to 3 years’ imprisonment and Walid Choucair sentenced to 3 years’ imprisonment in respect of five offences of insider dealing. Fabiana Abdel-Malek and Walid Anis Choucair were each convicted over the