Showing 141 to 150 of 437 search results for enforcement cases.

141. High Court finds against illegal pension introducers, Avacade and others

     Press Releases Published: 30/06/2020 Last modified: 30/06/2020
     Today the High Court ruled in favour of the FCA in a civil action against 2 firms and their directors who provided pension services to consumers without FCA authorisation.

142. FCA publicly censures Redcentric PLC for market abuse

     Press Releases Published: 26/06/2020 Last modified: 26/06/2020
     The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.

143. A financial system to support the recovery

     Speeches Published: 16/06/2020 Last modified: 16/06/2020
     Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance.

144. FCA fines Lloyds Bank, Bank of Scotland and The Mortgage Business £64,046,800 for failures in mortgage arrears handling

     Press Releases Published: 11/06/2020 Last modified: 11/06/2020
     The FCA has fined Lloyds Bank, Bank of Scotland and The Mortgage Business £64,046,800 for failures in mortgage arrears handling. The banks estimate they will have paid £300 million in customer redress. The redress programme is nearly complete.

145. FCA sets out next steps to improve defined benefit pension transfer market

     Press Releases Published: 05/06/2020 Last modified: 05/06/2020
     FCA sets out a package of measures designed to address weaknesses across the defined benefit (DB) transfer market.

146. FCA secures orders for victims of unauthorised share scheme

     Press Releases Published: 06/05/2020 Last modified: 07/05/2020
     The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully.

147. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

     Speeches Published: 06/03/2020 Last modified: 06/03/2020
     Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

148. Our approach to ensuring firms treat vulnerable customers fairly

     Speeches Published: 05/03/2020 Last modified: 06/03/2020
     Speech given by Nisha Arora, Director, Consumer and Retail Policy at the TISA Vulnerability Conference.

149. Penalties, remediation, and our General Principles

     Speeches Published: 13/02/2020 Last modified: 13/02/2020
     FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.

150. Market integrity and strategic approach

     Speeches Published: 07/02/2020 Last modified: 20/03/2024
     FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.