Showing 1 to 10 of 10 search results for effectiveness of their enforcement decision-making processes.

1. Enhancing the UK’s capital markets – The FCA’s role and priorities

   Speeches Published: 08/02/2022 Last modified: 08/02/2022
   Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

2. A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I

   Speeches Published: 24/09/2021 Last modified: 24/09/2021
   Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum

3. Using artificial intelligence to keep criminal funds out of the financial system

   Speeches Published: 06/12/2017 Last modified: 06/12/2017
   Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, delivered to the FinTech Innovation in AML and Digital ID regional event, London.

4. Andrew Bailey speech at press conference for the publication of FCA corporate documents

   Speeches Published: 18/04/2017 Last modified: 18/04/2017
   Speech by Andrew Bailey, Chief Executive of the FCA, at the press conference for the publication of FCA corporate documents.

5. FCA and PRA publish final changes to enhance enforcement decision-making processes

   Press Releases Published: 01/02/2017 Last modified: 04/11/2019
   The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have today published final changes in a Policy Statement (PS) aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes

6. Practical implications of US law on EU practice

   Speeches Published: 19/01/2017 Last modified: 20/01/2017
   Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe.

7. London FinTech Week 2016 - innovation in RegTech

   Speeches Published: 25/07/2016 Last modified: 31/10/2016
   Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at London FinTech Week 2016.

8. FCA and PRA jointly publish proposals to enhance enforcement decision-making processes

   Press Releases Published: 14/04/2016 Last modified: 04/11/2019
   The FCA and the PRA have today published proposals aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes.

9. Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation

   Speeches Published: 14/11/2014 Last modified: 20/10/2015
   Most of us know and have seen the impact of complexity on decision making multiple times. ... A useful example: the randomised controlled trials we are running to research how smarter disclosures in car and home insurance renewal letters impacts

10. Competition and conduct regulation in financial services

    Speeches Published: 09/09/2013 Last modified: 10/09/2013
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version.