Showing 1 to 4 of 4 search results for decision to stay proceedings in enforcement case.

1. FCA responds to High Court decision to stay proceedings in enforcement case

   Press Releases Published: 24/02/2021 Last modified: 26/02/2021
   The Claimants issued a judicial review to challenge a decision by the FCA’s Regulatory Decisions Committee not to stay the regulatory proceedings against the first Claimant.

2. FCA secures orders for victims of unauthorised share scheme

   Press Releases Published: 06/05/2020 Last modified: 07/05/2020
   The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully.

3. Tackling the hard questions

   Speeches Published: 28/04/2016 Last modified: 18/01/2017
   Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the

4. Monitoring orders and transactions – our expectations of firms

   Speeches Published: 31/01/2013 Last modified: 29/03/2013
   Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum