News
Search results
Showing 12 to 17 of 17 search results for committing market abuse.
-
Market Abuse
https://www.fca.org.uk/markets/market-abuse -
Investor engagement in a changing regulatory landscape
Persons who do not follow these steps are not necessarily committing market abuse, although they are open to allegations of having done so. ... In that case Mr Hannam was found to be guilty of committing market abuse by disclosing inside information -
2015 fines
This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078. -
Keynote address: Financial crime in the FCA world
Speech by Tracey McDermott, Director of Enforcement & Financial Crime, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Four building blocks of efficient capital markets
Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference -
FSA fines Société Générale £1.575 million for failures in transaction reporting
The Financial Services Authority (FSA) has fined the London branch of Société Générale (SocGen) £1,575,000 for failing to provide accurate transaction reports to the FSA. The fine reflects the seriousness of SocGen’s failure to submit -
FSA fines Commerzbank for failures in transaction reporting
The Financial Services Authority (FSA) has fined the London branch of Commerzbank AG (Commerzbank) £595,000 for failing to provide accurate transaction reports to the FSA.