Showing 1 to 6 of 6 search results for assisting a client to commit market abuse.

1. Market Abuse

   https://www.fca.org.uk/markets/market-abuse

2. How to report suspected market abuse as an individual

   Markets Market abuse Published: 12/06/2020 Last modified: 11/09/2023
   Find out the different ways in which an individual can report a concern to us.

3. Best practice note - Identifying, controlling and disclosing inside information

   Markets Published: 09/06/2020 Last modified: 09/01/2023
   This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

4. How to report suspected market abuse as a firm or trading venue

   Markets Market abuse Published: 04/05/2016 Last modified: 11/09/2023
   Find out more about suspicious transaction and order reports (STORs), and how to submit a STOR or a market observation.

5. Market Abuse Regulation

   Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
   The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

6. Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse

   Press Releases Published: 06/03/2015 Last modified: 06/03/2015
   Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse. ... In November 2011 Goenka was fined $9,621,240 (approximately £6 million) for market abuse.