Showing 21 to 30 of 225 search results for against financial crime.

21. FCA sets clear plan for next 12 months

    Press Releases Published: 05/04/2023 Last modified: 05/04/2023
    In the second year of its 3-year strategy, the FCA plans to accelerate 4 areas of its work over the next 12 months through further investment and increased resources.

22. FCA appoints executive directors to co-lead Enforcement and Market Oversight

    Press Releases Published: 23/03/2023 Last modified: 23/03/2023
    The Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight.

23. FCA to collect Treasury’s economic crime levy (Anti-Money Laundering) from July 

    News stories Published: 09/03/2023 Last modified: 09/03/2023
    The levy will be collected for the Government by HM Revenue and Customs (HMRC), the FCA and the Gambling Commission. 

24. Michael Nascimento sentenced for failing to pay confiscation order

    Press Releases Published: 17/01/2023 Last modified: 17/01/2023
    Mr Nascimento has been sentenced to an additional almost four years in prison for failing to pay a confiscation order made against him.

25. FCA fines Santander UK £107.7 million for repeated anti-money laundering failures

    Press Releases Published: 09/12/2022 Last modified: 09/12/2022
    The FCA has fined Santander UK Plc (Santander) £107,793,300 after it found serious and persistent gaps in its anti-money laundering (AML) controls, affecting its Business Banking customers. 

26. FCA fines Julius Baer International Limited £18m and publishes decision notices for three individuals

    Press Releases Published: 30/11/2022 Last modified: 28/09/2023
    We have fined Julius Baer International Limited £18,022,500 for failing to conduct its business with integrity, failing to take reasonable care to organise and control its affairs and failing to be open and cooperative with the FCA.

27. FCA prosecutes five individuals for role in 'all-or-nothing’ investment scheme

    Press Releases Published: 01/11/2022 Last modified: 01/11/2022
    We have charged five suspects for alleged investment fraud. The case will go to trial in February 2023.

28. FCA begins criminal proceedings against five individuals involved with Worthington Group plc

    Press Releases Published: 20/10/2022 Last modified: 20/10/2022
    The FCA has begun criminal proceedings against five individuals involved with Worthington Group plc, a company listed on the London Stock Exchange.

29. FCA places restrictions on twice as many consumer investment firms this year

    Press Releases Published: 18/10/2022 Last modified: 13/06/2023
    The FCA has placed restrictions on twice as many firms in the investment market compared to last year, as part of its strategy designed to prevent harm in the consumer investment market.

30. Fighting financial crime – the force multiplier effect

    Speeches Published: 07/09/2022 Last modified: 07/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.