Showing 1 to 10 of 30 search results for Update on potential enforcement action against.

1. Navigating the UK's Digital Regulation Landscape: Where are we headed?

   Speeches Published: 22/04/2024 Last modified: 23/04/2024
   Speech by Nikhil Rathi, FCA Chief Executive delivered at the Digital Regulation Cooperation Forum (DRCF)

2. Shifting the dial on financial crime requires a collective push

   Blogs Published: 09/02/2024 Last modified: 09/02/2024
   Collaborative action across four areas of focus can help shift the dial in our efforts to fight financial crime.

3. Duty calls: Future-proofing finance for everyone

   Press Releases Published: 28/12/2023 Last modified: 03/01/2024
   Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.

4. Saluting our sisters for Black History Month

   Blogs Published: 10/10/2023 Last modified: 11/10/2023
   To mark Black History Month 2023, this blog by Therese Chambers offers a personal reflection and talks about our work to support positive change.

5. Financial watchdog cracks down on problem firms and supports struggling borrowers

   Press Releases Published: 20/07/2023 Last modified: 20/07/2023
   In the past year, the FCA has reduced harm to consumers and businesses by stopping 627 firms, that failed to meet the minimum standards, from operating.

6. FCA announces plan to deliver significant redress to Woodford investors

   Press Releases Published: 19/04/2023 Last modified: 19/04/2023
   Following an investigation by the FCA, Link Fund Solutions has agreed to provide, with a material contribution from its ultimate parent, Link Administration Holdings (Link Group), a significant redress payment to investors in the LF Woodford Equity

7. Update on potential enforcement action against Link Fund Solutions

   Statements Published: 20/02/2023 Last modified: 20/02/2023
   The Financial Conduct Authority (FCA) is providing a short update on its proposed enforcement action against Link Fund Solutions Ltd (LFS). 

8. FCA fines Julius Baer International Limited £18m and publishes decision notices for three individuals

   Press Releases Published: 30/11/2022 Last modified: 28/09/2023
   We have fined Julius Baer International Limited £18,022,500 for failing to conduct its business with integrity, failing to take reasonable care to organise and control its affairs and failing to be open and cooperative with the FCA.

9. FCA statement regarding potential enforcement action against Link Fund Solutions Ltd

   Statements Published: 21/09/2022 Last modified: 21/09/2022
   This follows an announcement made on 21 September by Link Group to the Australian Securities Exchange.

10. How the UK will regulate for the future

    Speeches Published: 14/07/2022 Last modified: 14/07/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.