News

Filter results
Filter by year
Sort by:

Search results

Showing 101 to 110 of 142 search results for Promoting competition in financial markets.

  1. FCA Annual Public Meeting 2015

    News stories Published: 21/07/2015 Last modified: 14/09/2015
    Our APM took place on 22 July 2015, where we discussed our 2014/15 Annual Report.
  2. Confidence to crisis and back

    Speeches Published: 17/06/2015 Last modified: 17/06/2015
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version.
  3. Regulation - supporting vibrant markets

    Speeches Published: 02/06/2015 Last modified: 02/06/2015
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the Future of Financial Services event in London. This is the text of the speech as drafted, which may differ from the delivered version.
  4. The FCA and innovation

    Speeches Published: 22/05/2015 Last modified: 20/03/2024
    Speech by Christopher Woolard, director of strategy and competition, FCA.
  5. FCA Prudential Supervision Forum

    News stories Published: 21/05/2015 Last modified: 30/03/2018
    We have a single statutory objective, to ensure that relevant markets work well, underpinned by the operational objectives of protecting and enhancing the integrity of the UK financial system; securing an ... appropriate degree of protection for consumers
  6. Former chief executive of stockbroker firm fined £450,000 and banned

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:. ... PRA).The FCA has an overarching strategic objective of ensuring the relevant markets function well.
  7. FCA confirms approach for financial promotions in social media

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    FCA confirms approach for financial promotions in social media. Press Releases First published:. ... Firms should consider whether it is appropriate to use character-limited media as a means of promoting complex features of financial products or services.
  8. Alex Hope and Raj Von Badlo sentenced following FCA prosecution

    Press Releases Published: 30/01/2015 Last modified: 30/01/2015
    Consideration of confiscation and other financial orders will take place at a later date. ... Commenting on the case, Georgina Philippou, acting director of enforcement and market oversight, said:.
  9. Unauthorised Forex Investment Fraudster Convicted

    Press Releases Published: 09/01/2015 Last modified: 09/01/2015
    Hope told investors that he would trade their money on the foreign exchange (forex) markets. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.
  10. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.