Showing 81 to 90 of 117 search results for Market Abuse Regulation will.

81. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    Regulatory reforms in Europe like MiFID 2 and the new Market Abuse Regulation, and in the US like the Dodd-Frank Act. ... For example, closing the gap that market abuse rules do not cover spot FX markets.

82. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    So, to start with developments relating to inside information. The Market Abuse Regulation will apply in the UK and across the EU from July 2016, and will replace the current Market ... The Market Abuse Regulation or 'MAR', will apply in the UK and

83. Kenneth Carver fined £35,212 for insider dealing

    Press Releases Published: 30/03/2015 Last modified: 30/11/2016
    Carver knew that there was a risk of market abuse and traded anyway. ... Market abuse is a serious offence and today’s fine reflects the fact that we will not hesitate in taking action against individuals who act on inside information.

84. Ryan Willmott sentenced to 10 months imprisonment for insider dealing

    Press Releases Published: 27/03/2015 Last modified: 05/04/2023
    Ryan Willmott, the former group reporting and financial planning manager for Logica PLC, who pleaded guilty to three counts of insider dealing on 26 February 2015, has today been sentenced to 10 months imprisonment. He was also ordered to pay

85. FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions

    Press Releases Published: 24/03/2015 Last modified: 14/09/2015
    to contribute to international benchmark reform. to work with firms preparing for the implementation of MiFID II and the Market Abuse Regulation updates. ... to launch a market study on asset management that will examine charges paid by investors and

86. Consumer Credit and the FCA: one year on

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    Second, understanding how real people interact with markets, so particularly using areas like behavioural economics to improve outcomes. ... viability of the market under different scenarios; and the potential risk of vulnerable people turning to

87. Former Logica PLC Manager pleads guilty to insider dealing

    Press Releases Published: 26/02/2015 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA) Ryan Willmott, formerly Group Reporting and Financial Planning Manager for Logica PLC, has today pleaded guilty to three instances of insider dealing.

88. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    First, although it’s likely that as we go through the review responses, the solution architecture will be narrowed: the main policy challenges (particularly around areas like market heterogeneity and ... transaction. There will also be provision for

89. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules

90. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered