Showing 41 to 50 of 58 search results for Market Abuse Regulation related to market.

41. FCA consults on Market Abuse Regulation policy proposals and Handbook changes

    Press Releases Published: 05/11/2015 Last modified: 05/11/2015
    From this date the principal legal requirements relating to market abuse in the UK will be set out in the EU Market Abuse Regulation and its implementing measures. ... CP15/35: Policy proposals and Handbook changes related to the implementation of the

42. The Financial Conduct Authority (FCA) bans Kweku Mawuli Adoboli from the financial services industry

    Press Releases Published: 15/10/2015 Last modified: 18/11/2021
    Following convictions on 20 November 2012 of two counts of fraud by abuse of position, the Financial Conduct Authority (FCA) has banned Kweku Mawuli Adoboli from performing any function in relation to any regulated financial activity.

43. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    So, to start with developments relating to inside information. The Market Abuse Regulation will apply in the UK and across the EU from July 2016, and will replace the current Market ... The Market Abuse Regulation or 'MAR', will apply in the UK and

44. Former Logica PLC Manager pleads guilty to insider dealing

    Press Releases Published: 26/02/2015 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA) Ryan Willmott, formerly Group Reporting and Financial Planning Manager for Logica PLC, has today pleaded guilty to three instances of insider dealing.

45. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    So, the question now being posed of leaders is: how do we objectively balance focus on financial imperatives, against broader priorities related to culture, market integrity and resilience? ... Key policy direction here includes: direct regulation of HFT

46. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules

47. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

48. FCA confirms price cap rules for payday lenders

    Press Releases Published: 11/11/2014 Last modified: 17/11/2014
    In the first five months of FCA regulation of consumer credit, the number of loans and the amount borrowed has dropped by 35%. ... The FCA took over responsibility for the regulation of 50,000 consumer credit firms from the Office of Fair Trading on 1

49. Surveillance: The FCA's expectations and toolkits

    Speeches Published: 07/10/2014 Last modified: 07/10/2014
    Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.

50. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

    Press Releases Published: 28/07/2014 Last modified: 28/07/2014
    This breached two of the FCA’s fundamental principles for businesses, which underpin its objectives to ensure that markets function effectively, and to promote market integrity. ... the prudential supervision of those not supervised by the Prudential