Showing 103 to 106 of 106 search results for Individuals with information about market abuse.

103. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

104. Market Abuse

     https://www.fca.org.uk/markets/market-abuse

105. Individual sentenced to four years for insider dealing

     Press Releases Published: 11/03/2013 Last modified: 05/04/2023
     In a prosecution brought by the Financial Services Authority (FSA) and heard at Southwark Crown Court Richard Joseph, age 43, has been found guilty of 6 counts of conspiracy to deal as an insider.

106. Equities trader sentenced for insider dealing

     Press Releases Published: 07/03/2013 Last modified: 05/04/2023
     Paul Milsom, a senior equities trader, sentenced at Southwark Crown Court to 2 years imprisonment for disclosing inside information between October 2008 and March 2010

107. Monitoring orders and transactions – our expectations of firms

     Speeches Published: 31/01/2013 Last modified: 29/03/2013
     Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum

108. 2013 fines

     News stories Published: 02/01/2013 Last modified: 26/03/2024
     Fines published during the calendar year ending December 2013.