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FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors
The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation -
How the UK will regulate for the future
Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics. -
FCA’s work on market abuse and manipulation – update 17 June 2022
Explaining the work we do to tackle market abuse and manipulation. -
FCA fines guarantor lender TFS Loans Ltd (in administration) and requires it to provide redress to affected guarantors
We have fined TFS Loans Ltd (in administration) £811,900 in relation to deficient affordability checks on 3,150 guarantors in its consumer credit business. -
Listening up to level up – regulating finance for the whole of the UK
Speech by Charles Randell, Chair of the FCA, at the Centre for Commercial Law Studies, Queen Mary University of London. -
FCA strengthens consumer protection by speeding up removal of firms that do not use their regulatory permission
Businesses are required to prove they are carrying out the regulated activities they are permitted to or face losing this permission -
Five individuals banned and fined for causing losses to pension customers
The FCA has prohibited five directors of financial advice firms from working in financial services and fined them over £1 million, after they caused significant losses to pension customers. -
FCA makes senior hires
As the FCA continues its transformation, it has recruited three experienced individuals to its senior leadership team. -
Critical issues in financial regulation: The FCA's perspective
Speech by our CEO, Nikhil Rathi, delivered at City Week 2022. -
FCA secures £2,000,000 account forfeiture order
QPay Europe Limited, which claims to be a fintech start up offering due diligence and underwriting services, has consented to court orders to give up £2,000,000 held in its name following proceedings brought by the Financial Conduct Authority (FCA)