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Showing 11 to 20 of 296 search results for Following enforcement.

  1. Duty calls: Future-proofing finance for everyone

    Press Releases Published: 28/12/2023 Last modified: 03/01/2024
    Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.

  2. FCA writes to the Treasury Committee on Blackmore Bonds

    Statements Published: 06/12/2023 Last modified: 06/12/2023
    The FCA has written to the Treasury Committee about its decision not to take enforcement action following investigations into NCM Fund Services Ltd and Northern Provident Investments Ltd.

  3. Two individuals guilty of making £3m worth of fraudulent mortgage applications

    Press Releases Published: 15/11/2023 Last modified: 15/11/2023
    Larry Barreto, based in the East Midlands, has been found guilty today of 11 charges of fraud by false representation following a prosecution brought by the FCA.

  4. Financial regulator secures confiscation order against convicted CFO

    Press Releases Published: 03/11/2023 Last modified: 03/11/2023
    Southwark Crown Court has imposed a Confiscation Order against Timothy Coleman, formerly of Redcentric Plc, following his previous convictions for false accounting and making misleading statements to the market.

  5. FCA bans Geoffrey Armin for failures in advice given to British Steel Pension Scheme Members, with £200k to be paid in compensation

    Press Releases Published: 03/11/2023 Last modified: 03/11/2023
    The Financial Conduct Authority (FCA) has banned Geoffrey Armin from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm.

  6. Consumer Duty: Not once and done

    Speeches Published: 01/11/2023 Last modified: 01/11/2023
    Speech by Nisha Arora, delivered at Deloitte: Consumer Duty - Next Steps

  7. Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history

    Press Releases Published: 13/10/2023 Last modified: 17/10/2023
    FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US.

  8. Saluting our sisters for Black History Month

    Blogs Published: 10/10/2023 Last modified: 11/10/2023
    To mark Black History Month 2023, this blog by Therese Chambers offers a personal reflection and talks about our work to support positive change.

  9. FCA takes action against Darren Reynolds and Andrew Deeney of Active Wealth for dishonest pension transfer advice

    Press Releases Published: 28/09/2023 Last modified: 28/09/2023
    The FCA has decided to fine Mr Reynolds of Active Wealth (UK) Limited (Active Wealth) £2,212,316 and ban him from working in financial services. Mr Deeney was fined £397,400 and banned from working in financial services.

  10. FCA sets out expectations for UK cryptoasset businesses complying with the Travel Rule

    Statements Published: 17/08/2023 Last modified: 01/09/2023
    We set out our expectations for crypto firms to comply with the Travel Rule.