Showing 1 to 10 of 34 search results for Enforcement and Market Oversight Division.

1. FCA appoints executive directors to co-lead Enforcement and Market Oversight

   Press Releases Published: 23/03/2023 Last modified: 23/03/2023
   The Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight.

2. Mark Steward to step down from the FCA

   Press Releases Published: 18/10/2022 Last modified: 18/10/2022
   Mark Steward has announced he will be stepping down as the FCA’s executive director of Enforcement and Market Oversight after seven years with the regulator.

3. FCA further bolsters its leadership team as it expands its headcount

   Press Releases Published: 05/07/2022 Last modified: 06/07/2022
   The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

4. Innovation & Regulation: Partners in the success of Financial Services

   Speeches Published: 10/06/2022 Last modified: 19/08/2022
   Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at Money 2020 Amsterdam

5. FCA makes three senior hires

   Press Releases Published: 05/04/2022 Last modified: 05/04/2022
   The FCA has appointed two new Directors of Authorisations as it successfully fills 95 new authorisation roles. A new Finance Director will also join the regulator this spring. 

6. Partnerships, priorities and predictions for the future in the pensions market

   Speeches Published: 14/10/2021 Last modified: 25/08/2022
   Speech by Sarah Pritchard, Executive Director, Markets, to the Pensions and Lifetime Savings Association 

7. The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation

   Press Releases Published: 25/02/2021 Last modified: 26/02/2021
   Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.

8. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

   Press Releases Published: 17/12/2020 Last modified: 17/12/2020
   The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)

9. Insider dealing convictions upheld by the Court of Appeal

   Press Releases Published: 16/12/2020 Last modified: 16/12/2020
   The Court of Appeal (Criminal Division) upheld the convictions of Fabiana Abdel-Malek and Walid Choucair for insider dealing. 

10. Market abuse in a time of coronavirus

    Speeches Published: 12/10/2020 Last modified: 12/10/2020
    Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.