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Showing 51 to 60 of 490 search results for Director of Enforcement.

  1. FCA fines and prohibits trader for market abuse

    Press Releases Published: 04/03/2021 Last modified: 04/03/2021
    The FCA has fined Mr Adrian Geoffrey Horn for market abuse and prohibited him from performing any functions in relation to regulated activity.
  2. FCA confirms the increase in thresholds for contactless payments

    Press Releases Published: 03/03/2021 Last modified: 03/03/2021
    The Financial Conduct Authority (FCA) has confirmed changes to its rules to allow for an increase in the single transaction contactless payment threshold from £45 to £100. The contactless threshold for multiple transactions will also increase from
  3. Google UK & Ireland’s letter to the FCA - 26 February 2021

    Statements Published: 01/03/2021 Last modified: 01/03/2021
    Google UK & Ireland’s Managing Director, Ronan Harris, wrote a letter on 26 February 2021 to the FCA Chairman and CEO about the work Google have been doing to tackle scam advertisements on their platform.
  4. The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation

    Press Releases Published: 25/02/2021 Last modified: 26/02/2021
    Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.
  5. FCA censures Premier FX for payment rule breaches

    Press Releases Published: 25/02/2021 Last modified: 26/02/2021
    The FCA has publicly censured Premier FX Limited for failing to safeguard its customers’ money and for misuse of its payment accounts under the Payments Services Regulations.
  6. FCA returns funds to victims of unauthorised deposit taking and collective investment schemes

    Press Releases Published: 24/02/2021 Last modified: 26/02/2021
    The FCA has obtained High Court Approval to return £3.42 million to compensate victims of a series of unauthorised deposit taking and collective investment schemes.
  7. Statement by Mark Steward, FCA Director of Enforcement and Market Oversight, on Woodford Investment Management Ltd and WCM Partners Ltd

    Statements Published: 16/02/2021 Last modified: 17/02/2021
    We have noted the recent comments by Neil Woodford on his future business plans. This statement sets out our position on specific points on which we have been asked for information.
  8. FCA secures interim restitution order against illegal deposit takers

    Press Releases Published: 03/02/2021 Last modified: 29/03/2022
    The Financial Conduct Authority (FCA) has secured an interim restitution order of just over £676,000 against 5 of the 7 defendants accused of carrying on unauthorised deposit taking by accepting money for projects including forex-trading and
  9. FCA issues warning over ‘clone firm’ investment scams

    Press Releases Published: 27/01/2021 Last modified: 27/01/2021
    With over £78 million stolen in clone firm investment scams and the number of reports for this scam type on the rise, we warn the public
  10. Insider dealer Walid Choucair ordered to pay £3.9 million in confiscation

    Press Releases Published: 22/01/2021 Last modified: 22/01/2021
    Walid Choucair ordered to pay £4m in confiscation costs in respect of being convicted of five offences of insider dealing.