News

Filter results
Filter by year
Sort by:

Search results

Showing 101 to 110 of 495 search results for Director of Enforcement.

  1. Penalties, remediation, and our General Principles

    Speeches Published: 13/02/2020 Last modified: 13/02/2020
    FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.
  2. Market integrity and strategic approach

    Speeches Published: 07/02/2020 Last modified: 07/02/2020
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.
  3. FCA succeeds in application to Upper Tribunal to strike out P.F. International’s challenge to regulatory decision

    Press Releases Published: 28/01/2020 Last modified: 28/01/2020
    The Financial Conduct Authority (‘FCA’) has successfully applied to the Upper Tribunal to strike out an appeal made by P.F International Limited, a franchise of the Kirby Vacuum Company. P.F. International has now exhausted its avenues of appeal.
  4. FCA returns funds to land banking victims

    Press Releases Published: 14/01/2020 Last modified: 14/01/2020
    FCA returns funds to land banking victims
  5. FCA fines former managing director £45,000 for failure to notify personal trades

    Press Releases Published: 20/12/2019 Last modified: 20/12/2019
    The FCA has fined Kevin Gorman, a former Managing Director at Braemar Shipping Services plc (Braemar), £45,000 for failure to notify personal trades.
  6. FCA secures confiscation order totalling over £170,000 against convicted fraudster

    Press Releases Published: 20/12/2019 Last modified: 20/12/2019
    A confiscation order of £171,913.60 was made against Manraj Singh Virdee in Southwark Crown Court.
  7. First-tier Tribunal upholds decision to fine Hall and Hanley Limited for data breaches and unauthorised copying of client signatures

    Press Releases Published: 18/12/2019 Last modified: 18/12/2019
    The First-tier Tribunal (the Tribunal) has upheld a fine of £91,000 imposed on Hall and Hanley Limited (H&H) by the Claims Management Regulator (CMR), the former regulator for claims management companies (CMCs). The hearing for the Tribunal was
  8. FCA fines PPC for misleading consumers and banks in first CMC case closed by the regulator

    Press Releases Published: 17/12/2019 Last modified: 17/12/2019
    The Financial Conduct Authority (FCA) has fined Professional Personal Claims Limited (PPC) £70,000 for misleading consumers through its websites and printed materials.
  9. FCA secures confiscation order totalling £5 million against illegal money lender

    Press Releases Published: 17/12/2019 Last modified: 17/12/2019
    On 11 December 2019, Southwark Crown Court made a confiscation order against Dharam Prakash Gopee in the sum of £5,118,018.72. The effect of the order is to confiscate all his criminal proceeds as an illegal money lender. Mr Gopee was also ordered
  10. FCA secures confiscation order totalling £291,070 against convicted fraudster

    Press Releases Published: 27/11/2019 Last modified: 27/11/2019
    A confiscation order of £291,070.36 was made against Mark Barry Starling in Southwark Crown Court.