Showing 161 to 170 of 357 search results for Director of Enforcement and Market Oversight.

161. FCA secures orders for victims of unauthorised share scheme

     Press Releases Published: 06/05/2020 Last modified: 07/05/2020
     The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully.

162. Covid-19: savers stay calm and don't rush financial decisions

     Press Releases Published: 01/04/2020 Last modified: 03/04/2020
     The Pensions Regulator (TPR), the FCA and The Money and Pensions Service (MaPS) urge savers to keep calm and not rush to make any decisions about their pension in response to the coronavirus (Covid-19) pandemic.

163. The FCA fines Moneybarn £2.77m for unfair treatment of customers in arrears

     Press Releases Published: 17/02/2020 Last modified: 02/03/2020
     The Financial Conduct Authority (FCA) has today imposed a fine of £2.77 million on car finance provider, Moneybarn Ltd (Moneybarn), for not treating customers fairly when they fell behind with loan repayments while in financial difficulties,

164. Penalties, remediation, and our General Principles

     Speeches Published: 13/02/2020 Last modified: 13/02/2020
     FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.

165. Market integrity and strategic approach

     Speeches Published: 07/02/2020 Last modified: 20/03/2024
     FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.

166. FCA succeeds in application to Upper Tribunal to strike out P.F. International’s challenge to regulatory decision

     Press Releases Published: 28/01/2020 Last modified: 28/01/2020
     The Financial Conduct Authority (‘FCA’) has successfully applied to the Upper Tribunal to strike out an appeal made by P.F International Limited, a franchise of the Kirby Vacuum Company. P.F. International has now exhausted its avenues of appeal.

167. FCA returns funds to land banking victims

     Press Releases Published: 14/01/2020 Last modified: 14/01/2020
     FCA returns funds to land banking victims

168. FCA fines former managing director £45,000 for failure to notify personal trades

     Press Releases Published: 20/12/2019 Last modified: 20/12/2019
     The FCA has fined Kevin Gorman, a former Managing Director at Braemar Shipping Services plc (Braemar), £45,000 for failure to notify personal trades.

169. FCA secures confiscation order totalling over £170,000 against convicted fraudster

     Press Releases Published: 20/12/2019 Last modified: 20/12/2019
     A confiscation order of £171,913.60 was made against Manraj Singh Virdee in Southwark Crown Court.

170. First-tier Tribunal upholds decision to fine Hall and Hanley Limited for data breaches and unauthorised copying of client signatures

     Press Releases Published: 18/12/2019 Last modified: 18/12/2019
     The First-tier Tribunal (the Tribunal) has upheld a fine of £91,000 imposed on Hall and Hanley Limited (H&H) by the Claims Management Regulator (CMR), the former regulator for claims management companies (CMCs). The hearing for the Tribunal was