Showing 1 to 10 of 18 search results for 400 for serious financial crime.

1. 2023 fines

   News stories Published: 12/01/2023 Last modified: 04/04/2024
   Enforcement fines published in 2023.

2. FCA fines Santander UK £107.7 million for repeated anti-money laundering failures

   Press Releases Published: 09/12/2022 Last modified: 09/12/2022
   The FCA has fined Santander UK Plc (Santander) £107,793,300 after it found serious and persistent gaps in its anti-money laundering (AML) controls, affecting its Business Banking customers. 

3. FCA further bolsters its leadership team as it expands its headcount

   Press Releases Published: 05/07/2022 Last modified: 06/07/2022
   The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

4. FCA fines Sunrise Brokers LLP £642,400 for serious financial crime control failings in relation to cum-ex trading

   Press Releases Published: 12/11/2021 Last modified: 12/11/2021
   Sunrise Brokers LLP has been fined over £600,000 for deficient anti money laundering systems and controls

5. Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data

   Data Published: 07/10/2021 Last modified: 07/10/2021
   The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020.

6. 22 years of pension savings gone in 24 hours

   Press Releases Published: 08/11/2019 Last modified: 06/08/2020
   The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could

7. Partly contested cases, the pipeline and AML investigations

   Speeches Published: 04/04/2019 Last modified: 04/04/2019
   FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

8. Financial Crime: analysis of firms’ data

   Data Published: 13/11/2018 Last modified: 05/10/2021
   The FCA has published its first financial crime survey of over 2,000 UK firms, across the financial sector. The survey gives a collective view of the activity being undertaken by firms in the UK to combat financial crime across the industry.

9. FCA fines Deutsche Bank £163 million for serious anti-money laundering controls failings

   Press Releases Published: 31/01/2017 Last modified: 31/01/2017
   The Financial Conduct Authority (FCA) has today fined Deutsche Bank AG (Deutsche Bank) £163,076,224 for failing to maintain an adequate anti-money laundering (AML) control framework during the period between 1 January 2012 and 31 December

10. A more effective approach to combatting financial crime

    Speeches Published: 21/09/2016 Last modified: 29/09/2016
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.