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  1. Promethean Finance Limited tribunal decision

    News stories Published: 17/09/2024 Last modified: 17/09/2024
    The Upper Tribunal has found our decision to impose requirements on Promethean was reasonable.
  2. City & Merchant Limited enters liquidation

    News stories Published: 13/09/2024 Last modified: 13/09/2024
    On 11 September 2024, City & Merchant Limited entered liquidation with Dermot Coakley and Shaun Walker of WSM Marks Bloom LLP appointed as joint liquidators.
  3. Firms encouraged to explore new approaches to increase pension engagement

    News stories Published: 11/09/2024 Last modified: 11/09/2024
    FCA research highlights when and how firms can improve their communications to help consumers make informed decisions about their retirement savings.
  4. Remaining synthetic US dollar LIBOR settings – less than 1 month to go

    News stories Published: 05/09/2024 Last modified: 05/09/2024
    Final announcement about the forthcoming end of LIBOR.
  5. Facet Investment Management Limited enters administration

    Investments News stories Published: 04/09/2024 Last modified: 04/09/2024
    On 23 August 2024, the director of Facet Investment Management Limited (Facet) placed the firm into administration.
  6. Central Markets Investment Management Limited enters liquidation

    News stories Published: 14/08/2024 Last modified: 15/08/2024
    Dominik Thiel-Czerwinke and Louise Donna Baxter of Begbies Traynor (Central) LLP were appointed as joint liquidators.
  7. FCA helps improve crypto firms’ compliance with new marketing rules

    News stories Published: 07/08/2024 Last modified: 15/08/2024
    We recently reviewed several crypto firms’ compliance with certain financial promotion rules designed to help people better understand the risks of investing in crypto.
  8. Great Point Investments Limited enters liquidation

    Investments News stories Published: 05/08/2024 Last modified: 05/08/2024
    Great Point Investments Limited has entered into liquidation. Andrew Charters, Nicholas Nicholson and Christine Mary Laverty of Grant Thornton UK LLP have been appointed as Joint Liquidators.
  9. Lonsdale Insurance Brokers Limited enters liquidation

    Insurance News stories Published: 01/08/2024 Last modified: 01/08/2024
    Lonsdale Insurance Brokers Limited has entered creditors’ voluntary liquidation. Neil Bennett and Alex Cadwallader of Leonard Curtis were appointed joint liquidators.
  10. Restrictions imposed on London Stone Securities Limited in response to significant concerns

    News stories Published: 31/07/2024 Last modified: 31/07/2024
    We have imposed restrictions on wealth management firm, London Stone Securities Limited.