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The FCA and Practitioner Panel joint survey for 2024 launches
The FCA and Practitioner Panel survey is being sent to a sample of regulated firms, to gather their feedback on how we are doing in regulating the industry. -
FCA statement on judicial review of debt packager measures
The Administrative Court has refused permission for Promethean Finance Limited to bring a judicial review claim to challenge the FCA’s rules that ban referral fees. -
Individual charged with fraud over unauthorised investment scheme
The Financial Conduct Authority (FCA) has launched criminal proceedings against Guy Flintham for committing fraud by false representation and for carrying out regulated activity without authorisation. -
FCA establishes industry-led working group for financial advisers
The FCA has appointed Daniel Godfrey as chair and Julia Dreblow as vice-chair of a new working group focused on building capability in sustainable finance across the financial advice sector. The Personal Investment Management & Financial Advice -
Aviation and Tech Capital Ltd, trading as Ablrate, enters administration
Aviation and Tech Capital Ltd t/a Ablrate, a regulated Peer-to Peer firm, has entered administration. -
FCA to undertake work in the motor finance market
The FCA will review historical motor finance commission arrangements and sales across several firms. -
Duty calls: Future-proofing finance for everyone
Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months. -
Further update to ancillary activities exemption for commodity derivatives (2024-2025)
We previously set out how firms could determine their use of the ancillary activities exemption for 2023-24. -
Proposed new rules to encourage companies to list in the UK and other market improvements set out by financial watchdog
Proposals aimed at making the UK’s listing regime more accessible, effective, and competitive, have today been set out in detail by the Financial Conduct Authority (FCA). -
Cyber resilience good practice for firms
The FCA, Bank of England and Prudential Regulation Authority have published the latest annual CBEST thematic report.