Showing 41 to 50 of 2406 search results.

41. FCA warns firms over anti-money laundering failings

    News stories Published: 05/03/2024 Last modified: 05/03/2024
    We have warned firms about common failings we have found in financial crime controls.

42. FCA to investigate use of personal guarantees in certain small business lending

    Press Releases Published: 05/03/2024 Last modified: 05/03/2024
    The Financial Conduct Authority (FCA) has today committed to investigate the use of personal guarantees by lenders to support loans to certain small businesses. The steps come in response to a super complaint from the Federation of Small Businesses

43. High Court allows the FCA to pause civil case against WealthTek LLP

    Statements Published: 01/03/2024 Last modified: 01/03/2024
    On 1 March 2024, the High Court granted the FCA's application for a 12-month pause in its civil case against Mr Dance, in order to focus on criminal proceedings.

44. 3-month synthetic sterling LIBOR – 1 month to go

    News stories Published: 29/02/2024 Last modified: 29/02/2024
    FCA issues final message before the end-March 2024 deadline and a reminder of the expected cessation of US dollar synthetic LIBOR at end-September 2024.

45. Financial regulator finds wholesale data market can be improved

    Markets Press Releases Published: 29/02/2024 Last modified: 29/02/2024
    We have published the findings of our wholesale data market study. We started this work after concerns were raised with us in our call for input, launched in March 2020.

46. FCA to improve pace and transparency around enforcement cases

    Press Releases Published: 27/02/2024 Last modified: 27/02/2024
    The Financial Conduct Authority (FCA) has today committed to carrying out enforcement cases more quickly as the organisation seeks to increase the deterrent impact of its enforcement actions.

47. Guy Flintham pleads guilty to fraud

    Press Releases Published: 19/02/2024 Last modified: 03/05/2024
    Guy Flintham has pleaded guilty to fraud, following a prosecution brought by the FCA.

48. FCA secures bankruptcy of Avacade directors

    News stories Published: 16/02/2024 Last modified: 16/02/2024
    In August 2020, following a trial, the High Court ordered illegal pension introducers Avacade, Alexandra Associates and their directors to pay £10,715,000 restitution to consumers. We provide an update on the case.

49. Convicted illegal money lender imprisoned for failing to pay confiscation order

    Press Releases Published: 16/02/2024 Last modified: 16/02/2024
    Illegal money lender, Dharam Prakash Gopee (70), has been sentenced to almost 8 years in prison for failing to pay a confiscation order.

50. Mohammed Zina sentenced to 22 months in prison for insider dealing and fraud

    Press Releases Published: 16/02/2024 Last modified: 16/02/2024
    Following a sentencing hearing at Southwark Crown Court, Mohammed Zina, 35, was today sentenced to 22 months in prison for insider dealing and fraud.