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  1. Financial regulators publish third edition of plan for upcoming work

    News stories Published: 07/05/2021 Last modified: 07/05/2021
    The Financial Services Regulatory Initiatives Forum has issued the third edition of the Regulatory Initiatives Grid which lists upcoming work.
  2. The FCA and Practitioner Panel joint survey for 2021 launches

    News stories Published: 30/04/2021 Last modified: 30/04/2021
    The FCA and Practitioner Panel joint survey for 2021 has launched. Regulated firms share their feedback on how the FCA regulates the industry.
  3. FCA secures bankruptcy of 3 individuals involved in an unauthorised share scheme

    News stories Published: 28/04/2021 Last modified: 28/04/2021
    The High Court had previously ordered payment of nearly £3.62 million to those who bought shares that were promoted unlawfully
  4. Second consultation on new prudential regime for UK investment firms

    News stories Published: 19/04/2021 Last modified: 19/04/2021
    The IFPR introduces a new prudential regime for MiFID investment firms regulated by the FCA. It will create a single, proportionate regime that reflects firms’ size and business.
  5. Business Loan Network Limited enters administration

    News stories Published: 16/04/2021 Last modified: 16/04/2021
    On 15 April 2021, the Directors of Business Loan Network Limited, a regulated Peer-to Peer (P2P) firm, received court approval to place the firm into administration.
  6. FCA urges Claims Management Companies and High Cost Lenders to work better together

    News stories Published: 31/03/2021 Last modified: 31/03/2021
    We remind HCLs and CMCs that we expect them to work together to resolve disputes and disagreements in the interest of their customers.
  7. FCA confirms Finalised Guidance for advising on Defined Benefit transfers

    Financial advisers Life insurers and pension providers News stories Published: 30/03/2021 Last modified: 30/03/2021
    Defined Benefit Pension transfer guidance
  8. FCA publishes feedback to Call for Input on open finance

    News stories Published: 26/03/2021 Last modified: 26/03/2021
    We have published a Feedback Statement to our Call for Input on open finance.
  9. Raedex Consortium Limited and Buy 2 Let Cars Ltd enter administration

    News stories Published: 16/03/2021 Last modified: 19/03/2021
    On 19 February 2021 the FCA imposed a number of restrictions on Raedex Consortium Ltd stopping it from carrying on any regulated activities due to concerns about the way it conducts its business.
  10. Restrictions placed on Dolfin Financial (UK) Ltd

    News stories Published: 12/03/2021 Last modified: 12/03/2021
    The FCA has imposed a number of restrictions on Dolfin Financial (UK) Ltd, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business.