News
Search results
Showing 1 to 10 of 372 search results.
-
Second consultation on new prudential regime for UK investment firms
The IFPR introduces a new prudential regime for MiFID investment firms regulated by the FCA. It will create a single, proportionate regime that reflects firms’ size and business. -
Business Loan Network Limited enters administration
On 15 April 2021, the Directors of Business Loan Network Limited, a regulated Peer-to Peer (P2P) firm, received court approval to place the firm into administration. -
FCA urges Claims Management Companies and High Cost Lenders to work better together
We remind HCLs and CMCs that we expect them to work together to resolve disputes and disagreements in the interest of their customers. -
FCA confirms Finalised Guidance for advising on Defined Benefit transfers
Defined Benefit Pension transfer guidance -
FCA publishes feedback to Call for Input on open finance
We have published a Feedback Statement to our Call for Input on open finance. -
Raedex Consortium Limited and Buy 2 Let Cars Ltd enter administration
On 19 February 2021 the FCA imposed a number of restrictions on Raedex Consortium Ltd stopping it from carrying on any regulated activities due to concerns about the way it conducts its business. -
Restrictions placed on Dolfin Financial (UK) Ltd
The FCA has imposed a number of restrictions on Dolfin Financial (UK) Ltd, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business. -
Update on IRHP final report
The Independent Review of the supervisory intervention on Interest Rate Hedging Products (IRHP) is expected to be finalised and published summer 2021. -
2021 fines
This page contains information about enforcement fines published during the calendar year ending 2021. -
The House Crowd Limited enters administration
On 24 February 2021, the Directors of The House Crowd Limited, a regulated Peer-to Peer (P2P) firm, placed the Company into administration and appointed Frank Ofonagoro, Jeremy Woodside and Frank Wessely of Quantuma Advisory Limited as Joint