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FCA joins other regulators to warn firms on debt collection
Together with Ofgem, Ofwat and Ofcom, the FCA has set out expectations for firms across markets, as many consumers continue to feel the strain from cost of living pressures. -
Review of firms' treatment of customers in vulnerable circumstances
Under the Consumer Duty, firms should act to deliver good outcomes for all customers, including those with characteristics of vulnerability. -
Silverbird Global Limited (SGL) enters special administration
On 13 March 2024, Silverbird Global Limited entered special administration. FRP Advisory Trading Limited are administrators. -
FCA warns firms over anti-money laundering failings
We have warned firms about common failings we have found in financial crime controls. -
3-month synthetic sterling LIBOR – 1 month to go
FCA issues final message before the end-March 2024 deadline and a reminder of the expected cessation of US dollar synthetic LIBOR at end-September 2024. -
FCA secures bankruptcy of Avacade directors
In August 2020, following a trial, the High Court ordered illegal pension introducers Avacade, Alexandra Associates and their directors to pay £10,715,000 restitution to consumers. We provide an update on the case. -
New appointment to Financial Conduct Authority board announced
The Treasury confirms the appointment of Bryan Zhang as a Non-Executive Director to the FCA Board. -
The FCA and Practitioner Panel joint survey for 2024 launches
The FCA and Practitioner Panel survey is being sent to a sample of regulated firms, to gather their feedback on how we are doing in regulating the industry. -
FCA establishes industry-led working group for financial advisers
The FCA has appointed Daniel Godfrey as chair and Julia Dreblow as vice-chair of a new working group focused on building capability in sustainable finance across the financial advice sector. The Personal Investment Management & Financial Advice -
Aviation and Tech Capital Ltd, trading as Ablrate, enters administration
Aviation and Tech Capital Ltd t/a Ablrate, a regulated Peer-to Peer firm, has entered administration.