Information on Senior Manager Regime applications - April 2022


Reference Case Number: FOI8722

Freedom of Information: Right to know request:

1.  The number of FCA Senior Managers Regime applications received each year broken down by the following titles as stated in their applications:

  •  Mr
  •  Mrs/Miss/Ms
  •  Alternate title

2.  The number of FCA Senior Managers Regime applications that are approved each year broken down by the following titles as stated in their applications:

  • Mr
  • Mrs/Miss/Ms
  • Alternate title

3.  How many applications to perform approved person functions has the FCA received from men (Mr) and how many from women (Mrs/Miss/Ms) each year?

Please could I have this data for each of the past 5 years with a year-end September 30th? If this is not possible, please provide 4 years data, or 3 years' data.

FCA response:

Question 1

The number of FCA Senior Managers Regime applications received each year broken down by the following titles as stated in their applications:

  • Mr
  • Mrs/Miss/Ms
  • Alternate title

Year

Mr

Mrs/Miss/Ms

Alternate Title

2016-2017

1195

316

57

2017-2018

1291

361

66

2018-2019

1827

532

84

2019-2020

5937

1579

276

2019-2021

5383

1632

353

 

Question 2

The number of FCA Senior Managers Regime applications that are approved each year broken down by the following titles as stated in their applications:

  • Mr
  • Mrs/Miss/Ms
  • Alternate title

 

Year

Mr

Mrs/Miss/Ms

Alternate Title

2016-2017

1100

297

49

2017-2018

1127

318

47

2018-2019

1517

441

66

2019-2020

5367

1445

206

2019-2021

4331

1365

119

 

Question 3

How many applications to perform approved person functions has the FCA received from men (Mr) and how many from women (Mrs/Miss/Ms) each year:

 

Year

Mr

Mrs/Miss/Ms

Alternative Title

2016-2017

16990

3625

3718

2017-2018

16792

3811

4462

2018-2019

18187

4314

4776

2019-2020

13153

3335

1556

2020-2021

10263

2849

597