Reference Case Number: FOI11527
Freedom of Information: Right to know request:
Please provide a statistical breakdown of all MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2022 and 2024 in the same format as previous publications.
FCA response:
The information can be found below.
The MDP rejection codes are shown below for RTS 22 transaction reports submitted to the FCA for the period 2022 to 31 July 2024. Further information on each code is publicly available and can be found here.
Data for previous years can be found on our website as follows:
·2021
2022:
| Error Code | 2022 |
|---|---|
| CON-023 | 21.05% |
| CON-024 | 9.00% |
| CON-025 | 0.93% |
| CON-030 | 0.00% |
| CON-040 | 0.71% |
| CON-041 | 0.00% |
| CON-070 | 0.07% |
| CON-072 | 0.00% |
| CON-080 | 0.00% |
| CON-120 | 0.00% |
| CON-160 | 0.03% |
| CON-162 | 0.00% |
| CON-163 | 0.00% |
| CON-170 | 0.00% |
| CON-210 | 0.00% |
| CON-211 | 0.00% |
| CON-260 | 0.00% |
| CON-280 | 0.00% |
| CON-281 | 0.01% |
| CON-290 | 0.00% |
| CON-310 | 0.01% |
| CON-331 | 0.01% |
| CON-340 | 0.01% |
| CON-351 | 0.11% |
| CON-360 | 0.16% |
| CON-361 | 0.55% |
| CON-370 | 0.31% |
| CON-371 | 0.00% |
| CON-381 | 0.01% |
| CON-390 | 0.00% |
| CON-410 | 0.00% |
| CON-411 | 0.07% |
| CON-412 | 40.28% |
| CON-430 | 0.09% |
| CON-431 | 0.00% |
| CON-440 | 0.00% |
| CON-452 | 0.00% |
| CON-470 | 0.02% |
| CON-471 | 0.01% |
| CON-472 | 22.98% |
| CON-473 | 0.06% |
| CON-481 | 0.00% |
| CON-510 | 0.00% |
| CON-552 | 0.00% |
| CON-570 | 0.00% |
| CON-571 | 2.11% |
| CON-572 | 0.01% |
| CON-573 | 0.00% |
| CON-574 | 0.00% |
| CON-580 | 0.00% |
| CON-590 | 0.00% |
| CON-591 | 0.00% |
| CON-600 | 0.00% |
| CON-610 | 0.00% |
| CON-640 | 1.41% |
| Error Code | 2023 |
|---|---|
| CON-023 | 9.75% |
| CON-024 | 15.75% |
| CON-025 | 5.87% |
| CON-030 | 0.01% |
| CON-040 | 2.33% |
| CON-041 | 0.01% |
| CON-070 | 0.04% |
| CON-071 | 0.00% |
| CON-072 | 0.02% |
| CON-073 | 0.00% |
| CON-074 | 0.00% |
| CON-080 | 0.00% |
| CON-120 | 0.00% |
| CON-160 | 0.03% |
| CON-161 | 0.00% |
| CON-162 | 0.02% |
| CON-170 | 0.00% |
| CON-210 | 0.00% |
| CON-212 | 0.00% |
| CON-280 | 0.00% |
| CON-281 | 0.60% |
| CON-290 | 0.00% |
| CON-310 | 0.00% |
| CON-331 | 0.01% |
| CON-340 | 0.00% |
| CON-351 | 0.11% |
| CON-360 | 0.01% |
| CON-361 | 0.46% |
| CON-370 | 0.04% |
| CON-371 | 0.00% |
| CON-381 | 0.00% |
| CON-410 | 0.00% |
| CON-411 | 0.26% |
| CON-412 | 51.33% |
| CON-430 | 0.67% |
| CON-440 | 0.00% |
| CON-441 | 0.00% |
| CON-470 | 0.00% |
| CON-471 | 0.05% |
| CON-472 | 7.49% |
| CON-473 | 0.02% |
| CON-480 | 0.00% |
| CON-481 | 0.00% |
| CON-510 | 0.00% |
| CON-541 | 0.00% |
| CON-542 | 0.00% |
| CON-552 | 0.00% |
| CON-560 | 0.00% |
| CON-570 | 0.00% |
| CON-571 | 0.84% |
| CON-572 | 0.00% |
| CON-573 | 0.00% |
| CON-574 | 0.01% |
| CON-580 | 0.00% |
| CON-590 | 0.00% |
| CON-591 | 0.00% |
| CON-600 | 0.00% |
| CON-610 | 0.00% |
| CON-640 | 4.25% |
| Error Code | 2024 |
|---|---|
| CON-023 | 4.02% |
| CON-024 | 10.55% |
| CON-025 | 2.03% |
| CON-030 | 0.00% |
| CON-040 | 0.25% |
| CON-041 | 0.00% |
| CON-060 | 0.00% |
| CON-070 | 0.02% |
| CON-072 | 0.01% |
| CON-073 | 0.00% |
| CON-120 | 0.04% |
| CON-160 | 0.02% |
| CON-162 | 0.01% |
| CON-163 | 0.00% |
| CON-210 | 0.01% |
| CON-211 | 0.00% |
| CON-260 | 0.04% |
| CON-270 | 0.01% |
| CON-280 | 0.01% |
| CON-281 | 0.15% |
| CON-290 | 0.00% |
| CON-310 | 0.00% |
| CON-331 | 0.01% |
| CON-340 | 0.00% |
| CON-351 | 0.49% |
| CON-360 | 0.01% |
| CON-361 | 0.45% |
| CON-370 | 0.02% |
| CON-381 | 0.00% |
| CON-410 | 0.00% |
| CON-411 | 0.11% |
| CON-412 | 69.34% |
| CON-430 | 0.17% |
| CON-470 | 0.00% |
| CON-471 | 0.00% |
| CON-472 | 12.20% |
| CON-473 | 0.02% |
| CON-480 | 0.00% |
| CON-511 | 0.00% |
| CON-542 | 0.01% |
| CON-552 | 0.00% |
| CON-570 | 0.00% |
| CON-571 | 0.00% |
| CON-572 | 0.01% |
| CON-573 | 0.00% |
| CON-574 | 0.00% |
| CON-590 | 0.00% |
| CON-591 | 0.02% |