Information on CASS permissions - May 2025


Reference Case Number: FOI12187

Freedom of Information: Right to know request:

Request 1:

The total value of client assets (client money and custody assets) held under CASS arrangements by FCA regulated entities.

Request 2:

The total number of FCA regulated firms that hold CASS permissions (ie permissions to hold and/or control Client Assets).

Clarification

In respect of request 2,  I am seeking the total number of FCA regulated firms that hold permission to carry out any of the following activities, regardless of whether they currently exercise that permission:

  • Hold and control client money
  • Safeguarding and administration of assets
  • Managing an AIF

FCA response: