Data on Whistleblowing cases about Firms or Advisers since 2011 - July 2021


Reference Case Number: FOI8456

Freedom of Information: Right to know request:

1.  Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2020?

2.  Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2019?

3.  Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2018?

4.  Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2017?

5.  Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2016?

6.  Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2015?

7.  Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2014?

8.  Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2013?

9.  Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2012?

10.  Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2011?

FCA response:

1. Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2020?

1073

2. Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2019?

1179

3. Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2018?

1139

4. Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2017?

1047

5. Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2016?

849

6. Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2015?

1111

7. Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2014?

1376

8. Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2013?

948

9. Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2012?

565

10. Please can you provide details of the number of whistleblowing complaints/inquiries about firms/advisers received by the FCA in 2011?

470