DP19/01 response form

We are asking for comments on this interim report by 30 April 2019.

Please use this online form or alternatively write to: Mark Manning, Primary Markets Policy, Financial Conduct Authority, 12 Endeavour Square, London, E20 1JN

Email: [email protected]

We make all responses to formal consultation available for public inspection unless the respondent requests otherwise. We will not regard a standard confidentiality statement in an email message as a request for non-disclosure.

Despite this, we may be asked to disclose a confidential response under the Freedom of Information Act 2000. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by the Information Commissioner and the Information Rights Tribunal.

Once you complete this form, we will email you a copy of your submission to acknowledge receipt of your response.

1 Start 2 Your details 3 Complete

Q5: We welcome examples of how firms with different objectives and investment strategies approach stewardship. In particular, we welcome input on how stewardship practices differ across active and index-tracker funds, in the following areas:

Q9: We welcome feedback on other specific aspects of the regulatory framework described above. In particular, we are interested in views on: