Publications

Showing 1 to 10 of 17491 search results.

1. Short positions disclosed to us [xlsx]

   Data

   Published: 05/09/2025

   Last modified: 05/09/2025

   The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.

2. Notice of Intention to Accept Commitments: CA98.2023.02 [pdf]

   Corporate documents

   Published: 05/09/2025

   FCA notice about commitments offered by London Stock Exchange Group and [PDC Landlord] in relation to conduct concerning low latency connectivity services.

3. Notice of Intention to Accept Commitments

   Policy and guidance Consultation papers

   Published: 05/09/2025

   Last modified: 05/09/2025

   Notice about commitments offered by London Stock Exchange Group and [PDC Landlord] in relation to conduct concerning low latency connectivity services.

4. Notice of Decision 2025: Financial Recovery Solutions Ltd [pdf]

   Decision notices

   Published: 04/09/2025

   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5. IWG response to FCA Final Report feedback [pdf]

   Corporate documents

   Published: 04/09/2025

   FCA published feedback on IWG final report, this is the IWG's response to that feedback.

6. Notice of Decision 2025: UK Legal Assist Ltd [pdf]

   Decision notices

   Published: 04/09/2025

   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

7. Notice of Decision 2025: NFCC TRADING LIMITED [pdf]

   Decision notices

   Published: 03/09/2025

   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

8. Notice of Decision 2025: CTV TRADING LTD t/a Top Deals 4 Wheels [pdf]

   Decision notices

   Published: 03/09/2025

   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

9. Notice of Decision 2025: THE BATHROOM COMPANY GLASGOW LIMITED trading as The Bathroom Company Glasgow [pdf]

   Decision notices

   Published: 03/09/2025

   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

10. Final Notice 2025: Brian Forsythe [pdf]

    Final notices

    Published: 02/09/2025

    This Final Notice refers to a failure to satisfy the suitability threshold condition. We imposed a cancellation