Publications
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Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
Final Notice 2026: MICROMAX INDUSTRIES TA LAZE&AMAZE LTD [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation. -
Notice of Intention to Accept Commitments: CA98.2023.01 [pdf]
FCA notice concerning commitments offered by LSEG and [PDC Landlord] in relation to conduct concerning low latency connectivity services -
Wider Implications Framework minutes April 2026 [pdf]
Minutes from the April 2026 executive level meeting under the Wider Implications Framework. -
Wider Implications Framework issues log – June 2026 [pdf]
Log of live Wider Implications issues June 2026. -
Insurance financial crime controls – multi-firm review
We set out our findings and what insurance firms can do to improve their financial crime systems and controls. -
Decision Notice 2026: Fortune Portfolio Ltd [pdf]
The Authority has given Fortune Portfolio Ltd (“the Firm”) a Decision Notice to cancel the Firm’s registration. The Firm referred the Decision Notice to the Upper Tribunal. Any findings in the Decision Notice are therefore provisional and -
CP26/20: Adapting our rules for a changing market: self-invested personal pensions [pdf]
Our consultation rules for self-invested personal pension firms. -
Final Notice 2026: Jangeer Ditta [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation. -
CP26/20: Adapting our rules for a changing market: self-invested personal pensions
We’re consulting on new rules for self-invested personal pension (SIPP) firms to strengthen consumer protection and support sustainable market growth.