Regulatory reporting

Find out more about the type of reports you should be sending us to comply with our regulatory requirements.

All firms

Annual accounts and reports[1]  |  Annual controllers reporting[2]  |  Client asset reports[3]  |  Client money and assets reporting[4]  |  Market data reporting  |  Product sales data reporting[5]  |  Reporting complaints[6]  |  Where to submit your returns[7]

Banks

Compliance reporting: banks[8]  |  COREP and FINREP reporting[9]

​Financial advisers

Adviser reporting requirements[10] 

Insurance firms

Reporting requirements: insurance firms  |  Persistency reports: insurance companies[11]

Investment firms

Transaction reporting[12] | Investment Firms Prudential Regime (IFPR)[13]

Mortgage and home finance firms

Mortgage lending and administration return (MLAR)[14]  |  Sale and rent back firms: reporting requirements[15]

​Authorised professional firms[16]

: Link changed Removing out-of-date links
: Link added Adding links to COREP and FINREP, and IFPR
: Editorial amendment website refresh menu update
: Editorial amendment page update as part of the website refresh
First published: Last updated: 02/04/2025 See all updates

In this section

Adviser reporting requirements [10]
Annual accounts and reports[1]
Annual controllers reporting[2]
Client asset reports[3]
Client money and assets reporting[4]
Close links[17]
Compliance reporting: banks[8]
Consumer credit reporting[18]
Mortgage lending and administration return (MLAR)[14]
Persistency reports: insurance companies[11]
Product sales data reporting[5]
Reporting complaints[6]
Reporting requirements: sale and rent back firms[15]
When and how to notify the FCA or PRA[7]

Source URL: https://www.fca.org.uk/firms/regulatory-reporting

Links