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Your FCA contains policy and decision-making documents, consultation papers, research documents and other useful information. Use the search options to select the documents you want to view online, download and print. Additionally, all FSA documents can be found at the National Archives.
Every year, a significant amount of analysis and research is undertaken by the FCA to help financial markets work effectively. The Insight section is designed to promote access to some of the most interesting and thought provoking highlights of this work, with all content written and compiled either by members of staff, or by outside experts.
This document introduces the European Long-Term Investment Funds Regulation (No 2) Instrument 2016 (FCA 2016/34 / FOS 2016/7), which was made by the FCA Board on 21 April 2016. On 27 April 2016, the voluntary jurisdiction rules and standard terms were made by the Board of the Financial Ombudsman Service, subject to the approval of the FCA.
This report summarises the results of a survey of 233 firms active in providing financial advice on retail investment products, carried out in November 2015. The results from this survey informed FAMR and the proposals recommended. Additionally, the results of this survey are being used to inform our ongoing supervisory work in this area.
In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38: Provisions to delay disclosure of inside information with the FCA’s Disclosure and Transparency Rules – and publish the final rules.