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Every year, a significant amount of analysis and research is undertaken by the FCA to help financial markets work effectively. The Insight section is designed to promote access to some of the most interesting and thought provoking highlights of this work, with all content written and compiled either by members of staff, or by outside experts.
This document was submitted to the Treasury Committee on 31 March 2016. It has been published on the Treasury Committee’s website today.
This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury Select Committee, our Internal Audit reports are submitted to the Treasury Select Committee one year in arrears. Redactions have been made on agreement with the Committee and do not include any information which, in our opinion, would be against the public interest.