We found that some firms are failing retail and professional clients when trading on their behalf.
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We are proposing changes to the way individuals at certain firms are assessed and held accountable for the roles they perform.
£70 million of the fine is for manipulation relating to the SLS, a government scheme designed to support the UK’s banks during the financial crisis.
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We publish our findings from our thematic review of best execution and payment for order flow.
Retail and professional clients are being failed by firms that don’t properly apply the rules on best execution when trading on their behalf, according to a review by the FCA.
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