News - Financial Conduct Authority

Regulation round-up July 2016

Published: 21/07/2016     Last Modified: 21/07/2016
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.

FCA finds failings in the oversight of appointed representatives in the general insurance sector

Published: Yesterday     Last Modified: Yesterday

The FCA has found significant shortcomings in the control and oversight of appointed representatives by their principal firms in the general insurance sector in a thematic review.

TR16/6: Principals and their appointed representatives in the general insurance sector

Published: Yesterday     Last Modified: Yesterday

This report sets out the findings from our thematic review of principal firms and their appointed representatives in the general insurance sector. The review focused on principal firms’ understanding of their responsibilities for their appointed representatives and oversight of their activities.

New Firms web section

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Tell us what you think about the new website section for firms.

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Business Plan 2016/17

Find out about our priorities for the year ahead.

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Consumer credit

Firms must be authorised by us, or have interim permission, to offer consumer credit.

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