Firms - Financial Conduct Authority

Firms

We regulate the conduct of more than 70,000 firms – and for many of these we also consider whether they meet prudential standards.

Regulated firms have to follow our rules, that we set out in the FCA Handbook, and give us information and data so we can monitor their business.

We are also the securities regulator for one of the largest financial markets in Europe.

New web section for firms

We now have a more task-based section for firms – have a look and tell us what you think.

Authorisation

Check whether you need to be authorised

Being regulated

Find out about the key tasks for firms

Systems and reporting

Use our systems for applications and reporting

Markets

See what we do to make markets work well

Financial services products

Find out about our work in key product areas

Firm types

See information relevant to your firm

Search the Register

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Check if a firm, individual or investment scheme is, or has been, regulated by us.

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Connect applications

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Most applications and notifications now need to be made on Connect.

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GABRIEL reporting

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Submit or validate regulatory data, notifications and other returns.

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