Firms - Financial Conduct Authority

Firms

A firm or individual that carries out regulated financial service activities in the UK must be authorised by us. We now also regulate firms offering consumer credit.

Authorised firms have to meet our rules and guidance, as set out in the FCA Handbook, and supply us with information and data so we can monitor their business.

Our Financial Services Register includes all the firms and individuals that are, or have been, regulated by us.

We are also the securities regulator for one of the largest financial markets in Europe.

Subscribe to our news feed for firms.

About authorisation

Check whether you need to be authorised

Being regulated

Your obligations and how we regulate firms

Financial services products

See financial rules on how to do business

Markets

See what we do to make markets work well

Systems and reporting

Use our systems for applications and reporting

Firm types

See information relevant to your firm sector

Search the Register

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Check if a firm, individual or investment scheme is, or has been, regulated by us.

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Connect applications

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Most applications and notifications now need to be made on Connect.

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GABRIEL reporting

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Submit or validate regulatory data, notifications and other returns.

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