Firms - Financial Conduct Authority

Firms

If you are a firm or individual that carries out a regulated financial service market activity in the UK then you must be authorised by us.

Once you’re authorised, you’ll need to meet the standards set out in our FCA Handbook of Rules and Guidance and to supply us with information so we can monitor your business.

Find out whether you need to be authorised by checking our up-to-date list of regulated activities.

If you’re already authorised, you can use our online systems to report your data or check your profile.

Subscribe to our firms rss feed.

About authorisation

Do you need to be authorised?

Being regulated

How we regulate

Financial services products

Financial rules on how to do business

Markets

Keeping financial markets competitive

Systems and reporting requirements

Using our reporting systems

Firm types

How we work with different firms

Arch cru redress

junko-flexi-promo.jpg

Did your firm advise on Arch cru products? Make sure your firm meets its obligations under the consumer redress scheme.

Read More

One minute guides

cidy-flexi-promo.jpg

Access our one minute guides on a range of topics

Read More

GABRIEL reporting

Submit or validate regulatory data, notifications and other returns.

Read More