Reporting - Financial Conduct Authority

Reporting

Published: 20/01/2015

On 8 August 2014 ESMA published its final guidelines on the reporting obligations for Alternative Investment Fund Managers (AIFMs).

20 January 2015 – Important message regarding AIFMD Annex IV transparency reporting

We have today added a further Question and Answer document (below) to help firms use GABRIEL in order to submit AIFMD Annex IV transparency information to the FCA. Firms should read and understand this document, noting that not all questions will be relevant to all firms.

Please note that existing GABRIEL users should access GABRIEL in order to view their Product Reference Numbers (PRNs).

Questions & Answers - Important GABRIEL information for AIFMD Annex IV transparency reporting

 

Information on reporting Annex IV transparency information - Full-Scope UK AIFMs, Small Authorised UK AIFMs and Small Registered UK AIFMs

Information on reporting Annex IV transparency information – Above-Threshold non-EEA AIFMs and Small non-EEA AIFMs

Questions & Answers - Reporting Annex IV transparency information to the FCA - Updated 28 November 2014

The FCA requires firms to submit returns using v1.1 of the ESMA reporting documents.