Publications
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CP26/19: Decision Procedure and Penalties Manual updates [pdf]
FCA proposes a small number of amendments to DEPP. -
Final Notice 2026: RVB Currency UK Ltd [pdf]
This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of registration. We imposed a cancellation. -
Notice of Decision 2026: P & D ENGINEERING (BREDON) LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
CP26/19: Changes to our penalty and decision-making policies
FCA is consulting on Decision Procedure and Penalties Manual (DEPP) changes. -
ICOBS 8.4.7BR(1) [docx]
This direction is given by the FCA under section 138A of the Act. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
Decision Notice 2026: Carlos Ricardo Fuenmayor [pdf]
The Decision Notice (Carlos Ricardo Fuenmayor) refers to breaches of APER 4 and SMCR 4. We imposed a financial penalty. -
Further information for firms on the motor finance compensation scheme [pdf]
More information for firms on the compensation scheme, based on queries the FCA has received. -
Reportable Shares List [csv]
This is the CSV version of the Reportable Shares List -
Emerging Technology Horizon Scan 2026 [pdf]
An FCA Research Horizon Scanning publication exploring emerging technologies in financial services and their implications for our Strategic Pillars.