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1. Primary Market Bulletin 48

   Newsletters Published: 26/04/2024 Last modified: 26/04/2024
   This special edition consults on changes we propose to make to guidance in our Knowledge Base

2. FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (draft) [pdf]

   Primary market Published: 26/04/2024
   FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (draft)

3. FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (draft) [pdf]

   Primary market Published: 26/04/2024
   FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (draft)

4. FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 [pdf]

   Primary market Published: 26/04/2024
   FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4

5. Handbook Notice 118 [pdf]

   Handbook Published: 26/04/2024
   This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 28 March 2024 and 25 April 2024.

6. FCA Technical Note: Sponsor confirmation in relation to modified transfer of listing category - FCA/TN/721.1 [pdf]

   Primary market Published: 26/04/2024
   FCA Technical Note: Sponsor confirmation in relation to modified transfer of listing category - FCA/TN/721.1.

7. Notice of Decision 2024: Headstone Associates Limited [pdf]

   Decision notices Published: 26/04/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

8. Short positions disclosed to us [xlsx]

   Data Published: 26/04/2024 Last modified: 26/04/2024
   The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.

9. FCA Technical Note: Sponsors’ obligations on financial position and prospects procedures – FCA TN 708.3 (Amendment) [pdf]

   Primary market Published: 26/04/2024
   Understand how the FCA expects sponsors to approach their work to comply with obligations under UKLR 24.3.2R(5).

10. FCA Technical Note: Sponsor notifications – FCA TN 711.1 (Amendment) [pdf]

    Primary market Published: 26/04/2024
    Practical points for sponsors sending notifications to the FCA.