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  1. Decision Notice 2023: Nailesh Manubhai Teraiya [pdf]

    Decision notices Published: 18/03/2024
    This Decision Notice refers to breaches of APER 1 related to a trading strategy which resulted in unlawful tax reclaims in the trading firms sector. Our view is that a financial penalty and prohibition should be imposed.
  2. Notice of Decision 2024: Juvea Medical Limited [pdf]

    Decision notices Published: 18/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  3. Notice of Decision 2024: Garden County Vending Limited [pdf]

    Decision notices Published: 18/03/2024
    The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.
  4. Short positions disclosed to us [xlsx]

    Data Published: 18/03/2024 Last modified: 18/03/2024
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.
  5. Notice of Decision 2024: LS & VS Johal [pdf]

    Decision notices Published: 18/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  6. Notice of Decision 2024:VULCAN CARS UK LTD   [pdf]

    Decision notices Published: 18/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  7. Notice of Decision 2024: Hamblyn Cars Limited [pdf]

    Decision notices Published: 15/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.       
  8. Notice of Decision 2024: R & A Television Ltd [pdf]

    Decision notices Published: 15/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  9. Notice of Decision 2024: Adrian Young Limited [pdf]

    Decision notices Published: 14/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  10. Historic attestations data [pdf]

    Data Published: 13/03/2024
    Download historic attestations data as a pdf