This proposed guidance relates to the Listing Rules and Disclosure and Transparency Rules (LR and DTR).
This guidance is likely to be of most relevance to issuers of transferable securities (companies/entities) and their advisers (sponsor firms, advisory firms and law firms), investors and other persons who interact with the UK Listing Authority (UKLA).
Primary Market Bulletin (PMB) No. 9 provides background to the proposed amendments to Knowledge Base. The Knowledge Base is the UKLA’s repository of non-handbook technical commentary that has the status of formal FCA guidance. It consists of a series of short technical and procedural notes (Notes) published in PDF form and arranged by topic.
We are proposing to amend 3 existing notes in the Knowledge Base as follows:
Subject to the outcome of the consultation, we intend to publish the amended Notes on the Knowledge Base.
CBA is not included in this consultation.
Do you have any comments on the amendments we wish to make to the Knowledge Base?
Please respond by 12 December 2014.
Please email your responses to: firstname.lastname@example.org
Alternatively, please send your responses by post or telephone us:
Financial Conduct Authority
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Telephone: 0207 066 3322
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