The full guidance: GC14/02 Revision of Transaction Reporting User Pack Version 3 (TRUP V3)
This guidance is likely to be of most relevance to authorised firms with transaction reporting obligations
The Transaction Reporting User Pack (TRUP) provides guidance to firms on understanding the transaction reporting obligations that come from Directive 2004/39/EC on the Markets in Financial Instruments Directive (MiFID), implemented through SUP17 of the FCA Handbook.
TRUP Version 3 was published in March 2012, following a consultation on the entire text.
In response to some queries from firms and some ongoing transaction reporting issues we are taking the opportunity to:
We are also taking this opportunity to correct some minor errors and update some out of date information (see section B of the main consultation text).
Cost benefit analysis is not required given the scope of the changes.
Please email your responses to: firstname.lastname@example.org
Please respond by Friday 4 July 2014 (two month consultation period)
Or send your responses to:
Markets Reporting Team
The Transaction Monitoring Unit
The Financial Conduct Authority
25 The North Colonnade
London E14 5HS
Telephone: 020 7066 6040
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